Colin Moors Email & Phone Number
Chief Compliance Officer @ Main Street Financial Solutions LLC
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Colin Moors Location
- New York, United States
Colin Moors Work
- Chief Compliance Officer @ (July 2023 - Present)
- Chief Compliance Officer @ (July 2017 - July 2023)
- Compliance, Research, Trading @ (January 2009 - June 2017)
- VP of Operations, Chief Compliance Officer @ (January 2005 - January 2009)
- Director Of Operations @ Laidlaw & Company UK Ltd. (January 2004 - January 2005)
- Director Of Operations @ Patagon Securities Corp (July 1999 - July 2002)
- Branch Manager @ (January 1995 - July 1999)
Colin Moors Education
- Florida Institute of Technology
Bachelor of Science (BS) (Finance, General)
1988-1992
Colin Moors Skills
- Small Business
- Strategic Planning
- Investments
- Entrepreneurship
- Start-ups
- Marketing Strategy
- New Business Development
- Business Strategy
- Marketing
- Business Development
- Team Building
- Microsoft Office
- Sales
- Leadership
- Customer Service
- Negotiation
- Project Management
- Sales Management
- Management
- Portfolio Management
- CRM
- Analysis
- Risk Management
- Series 65
- Research
- Financial Risk
- Unit Investment Trusts
- Uniform Combined State Law
- Financial Services
- PowerPoint
- Series 7
- Separately Managed Accounts
- Registered Investment Advisor
- Trading
- Investment Policy Statements
- Start Ups
- Unified Managed Accounts
- Equities
- Mutual Funds
- Series 24
- Fixed Income
- Investment Portfolio Design
- FINRA
Colin Moors Summary
- Colin Moors, based in New York, United States, is currently a Chief Compliance Officer at Main Street Financial Solutions LLC. Colin Moors brings experience from previous roles at American Portfolios, East End Financial Group, Ladenburg Thalmann and Laidlaw & Company UK Ltd.. Colin Moors holds a 1988 - 1992 Bachelor of Science (BS) in Finance, General @ Florida Institute of Technology. With a robust skill set that includes Small Business, Strategic Planning, Investments, Entrepreneurship, Start-ups and more. Colin Moors has 4 emails and 5 mobile phone numbers on RocketReach.
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