Colin Moors Email & Phone Number
Chief Compliance Officer @ Main Street Financial Solutions LLC
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Colin Moors Location
- New York, United States
Colin Moors Work
- 2023 -now Chief Compliance Officer @
- 2017 -2023 Chief Compliance Officer @
- 2009 -2017 Compliance, Research, Trading @
- 2005 -2009 VP of Operations, Chief Compliance Officer @
- 2004 -2005 Director Of Operations @ Laidlaw & Company UK Ltd.
- 1999 -2002 Director Of Operations @ Patagon Securities Corp
- 1995 -1999 Branch Manager @
Colin Moors Education
- Florida Institute of Technology
Bachelor of Science (BS) (Finance, General)
1988-1992
Colin Moors Skills
- Small Business
- Strategic Planning
- Investments
- Entrepreneurship
- Start-ups
- Marketing Strategy
- New Business Development
- Business Strategy
- Marketing
- Business Development
- Team Building
- Microsoft Office
- Sales
- Leadership
- Customer Service
- Negotiation
- Project Management
- Sales Management
- Management
- Portfolio Management
- CRM
- Analysis
- Risk Management
- Series 65
- Research
- Financial Risk
- Unit Investment Trusts
- Uniform Combined State Law
- Financial Services
- PowerPoint
- Series 7
- Separately Managed Accounts
- Registered Investment Advisor
- Trading
- Investment Policy Statements
- Start Ups
- Unified Managed Accounts
- Equities
- Mutual Funds
- Series 24
- Fixed Income
- Investment Portfolio Design
- FINRA
Colin Moors Summary
- Colin Moors, based in New York, United States, is currently a Chief Compliance Officer at Main Street Financial Solutions LLC. Colin Moors brings experience from previous roles at American Portfolios, East End Financial Group, Ladenburg Thalmann and Laidlaw & Company UK Ltd.. Colin Moors holds a 1988 - 1992 Bachelor of Science (BS) in Finance, General @ Florida Institute of Technology. With a robust skill set that includes Small Business, Strategic Planning, Investments, Entrepreneurship, Start-ups and more. Colin Moors has 4 emails and 2 mobile phone numbers on RocketReach.
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Top Main Street Financial Solutions LLC Employees
Colin Moors
Chief Compliance Officer
New York, United States
Heather Beville
Office Manager
Boston, MA, US
Bill Cuthbertson
CERTIFIED FINANCIAL PLANNERâ„¢ professional
Philadelphia, PA, US
Annemarie Tatum
Client Service Associate
Southampton Township, NJ, US
Terry Dzelzgalvis
CFO
Philadelphia, PA, US
Melissa Thier
Financial Planner
New York, NY, US
Martha Frake
Office Manager
Newtown, PA, US
MacKenzie Bento
Director of Business and Digital Development
Philadelphia, PA, US
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