Cobia Compliance, LLC Information

At Cobia, our diverse backgrounds set us apart from other regulatory consultants. While some firms are comprised only of former regulators, Cobia's team has been battle tested in the financial services arena. They have held positions in major financial institutions and understand the pressures associated with trying to run a profitable business while also staying in compliance with the many rules and regulations. They also know what it means to be on the receiving end of a regulatory audit. Let their years of experience and education work for your benefit. Below are listed just a few of the credentials that are held by Cobia associates: FINRA Series 4, 6, 7, 24, 27, 53, 63, 65, 66, 87 NFA Series 3 Certified Financial Planner CFIRS (Certified Fiduciary Investment Risk Specialist) CAMS (Certified Anti-Money Laundering Specialist) MBA Juris Doctor degree