Christopher Shin Email & Phone Number

Director of Compliance and Deputy CCO @ Foundations Investment Advisors

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Christopher Shin Location

Phoenix, AZ, US

Christopher Shin Work

2024 - now Director of Compliance and Deputy CCO @
2023 - 2024 AVP, Wealth Management Compliance Officer @
2023 - 2024 Chief Compliance Officer @
2023 - 2023 Director of Compliance @
2022 - 2023 Compliance Manager @
2019 - 2022 Financial Institutions Examiner @
2018 - 2019 Financial Advisor @
2016 - 2018 Resolution Correspondent @
2015 - 2016 Investment Professional @
2014 - 2015 Business Learning Community Mentor @

Christopher Shin Education

Northern Arizona University
Bachelor of Science - Business Administration (Finance)
2010 - 2015
Northern Arizona University
Bachelor of Science - Business Administration (Marketing)
2010 - 2015
Horizon High School 2006 - 2010

Christopher Shin Skills

Series 63
Financial Modeling
Capital Markets
Bloomberg Terminal
Investments
CPA
Trading
Constant Contact
Advantage Database Server
Bloomberg
Asset Management
Salesforce.com
Fixed Income
Bonds
Financial Analysis
Member of AICPA
Series 7
Microsoft Certified Professional
Asset Managment
Mutual Funds

Christopher Shin Summary

Christopher Shin, based in Phoenix, AZ, US, is currently a Director of Compliance and Deputy CCO at Foundations Investment Advisors. Christopher Shin brings experience from previous roles at Sunflower Bank, N.A., Logia Portfolio Management and Foundations Investment Advisors. Christopher Shin holds a 2010 - 2015 Bachelor of Science - Business Administration in Finance @ Northern Arizona University. With a robust skill set that includes Series 63, Financial Modeling, Capital Markets, Bloomberg Terminal, Investments and more. Christopher Shin has 1 emails and 1 mobile phone numbers on RocketReach.

Christopher Shin Emails

Found 1 email

Christopher Shin Phone Numbers

Found 1 phone number

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Top Foundations Investment Advisors Employees

Jaime Duarte Mendez

Senior Compliance Analyst

Phoenix, AZ, US

fiwealth.com
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Marc Pugsley

Chief Compliance Officer

Hermosa Beach, CA, US

gmail.com
fiwealth.com

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+1 216-255-XXXX
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Matthew Tucker

Director of Advisor Development | Senior Financial Advisor

Gilbert, AZ, US

fiwealth.com

+1 480-643-XXXX

Lora Rolin

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Purcell, OK, US

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