Christopher Shin Email & Phone Number
Director of Compliance and Deputy CCO @ Foundations Investment Advisors
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Christopher Shin Location
- Phoenix, AZ, US
Christopher Shin Work
- 2024 - now Director of Compliance and Deputy CCO @
- 2023 - 2024 AVP, Wealth Management Compliance Officer @
- 2023 - 2024 Chief Compliance Officer @
- 2023 - 2023 Director of Compliance @
- 2022 - 2023 Compliance Manager @
- 2019 - 2022 Financial Institutions Examiner @
- 2018 - 2019 Financial Advisor @
- 2016 - 2018 Resolution Correspondent @
- 2015 - 2016 Investment Professional @
- 2014 - 2015 Business Learning Community Mentor @
Christopher Shin Education
- Northern Arizona University
Bachelor of Science - Business Administration (Finance)
2010 - 2015 - Northern Arizona University
Bachelor of Science - Business Administration (Marketing)
2010 - 2015 - Horizon High School 2006 - 2010
Christopher Shin Skills
- Series 63
- Financial Modeling
- Capital Markets
- Bloomberg Terminal
- Investments
- CPA
- Trading
- Constant Contact
- Advantage Database Server
- Bloomberg
- Asset Management
- Salesforce.com
- Fixed Income
- Bonds
- Financial Analysis
- Member of AICPA
- Series 7
- Microsoft Certified Professional
- Asset Managment
- Mutual Funds
Christopher Shin Summary
- Christopher Shin, based in Phoenix, AZ, US, is currently a Director of Compliance and Deputy CCO at Foundations Investment Advisors. Christopher Shin brings experience from previous roles at Sunflower Bank, N.A., Logia Portfolio Management and Foundations Investment Advisors. Christopher Shin holds a 2010 - 2015 Bachelor of Science - Business Administration in Finance @ Northern Arizona University. With a robust skill set that includes Series 63, Financial Modeling, Capital Markets, Bloomberg Terminal, Investments and more. Christopher Shin has 1 emails and 1 mobile phone numbers on RocketReach.
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