Christopher Plummer Email & Phone Number
Outsourced Chief Compliance Officer @ tru Independence
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Christopher Plummer Location
- United States
Christopher Plummer Work
- 2023 -now Outsourced Chief Compliance Officer @
- 2016 -2023 Vice President Compliance @
- 2015 -2016 Director and Chief Compliance Officer @
- 2012 -2015 Vice President Compliance @
- 2007 -2011 Chief Compliance Officer @ RAIT Financial Trust
- 1996 -2004 Logistics and Embarkation NCO @
Christopher Plummer Education
- The Johns Hopkins University
Master's (Applied Economics; Quantitative Methods)
- West Chester University of Pennsylvania
Bachelor's degree (Economics)
- West Chester University of Pennsylvania
Bachelor's degree (Finance)
Christopher Plummer Skills
- Investment Advisory
- Broker-Dealer Compliance
- Anti Money Laundering
- Fixed Income
- Structured Finance
- Private Equity Funding
- Surveillance
- Proprietary Trading
- Securities
- Hedge Funds
- Financial Risk
- Equities
- Investments
- Trading
- Private Equity
- FINRA
- Financial Advisory
- Executive Management
- Forecasting
- Financial Analysis
- Broker Dealer Compliance
Christopher Plummer Summary
- Christopher Plummer, based in United States, is currently a Outsourced Chief Compliance Officer at tru Independence. Christopher Plummer brings experience from previous roles at BNY Pershing, Pineapple Express, Hudson Advisors L.P. and RAIT Financial Trust. Christopher Plummer holds a Master's in Applied Economics; Quantitative Methods @ The Johns Hopkins University. With a robust skill set that includes Investment Advisory, Broker-Dealer Compliance, Anti Money Laundering, Fixed Income, Structured Finance and more. Christopher Plummer has 3 emails and 3 mobile phone numbers on RocketReach.
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