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Christopher Osborne Location
Minneapolis, Minnesota, United States
Christopher Osborne Work
2014 -now Vice President, Head of Enterprise Supervision @
2013 -2014 Vice President, Chief Compliance Officer and Chief Aml Officer @
2009 -2013 Senior Director, Centralized Supervision Unit @
2006 -2008 Director, Compliance @
2005 -2007 Manager, Compliance @
2004 -2005 Manager, Regulatory Affairs @
Christopher Osborne Education
Northwestern University - Kellogg School of Management
Master of Business Administration (Business Administration, Management, Business Administration and Management)
2019-2021
Willamette University College of Law 2001-2002
Liberty University
Bachelor of Science
Christopher Osborne Skills
FINRA
Series 24
Securities
Financial Services
Series 7
Uniform Combined State Law
Fixed Annuities
Series 65
Retirement
Series 63
Insurance
Legal Compliance
Retirement Planning
Wealth Management
Financial Advisory
Strategic Financial Planning
Series 9/10
Variable Annuities
Regulatory Affairs
Financial Regulation
Mutual Funds
Investment Advisory
FINRA Arbitrator
Fixed Income
Leadership
Securities Regulation
REIT
Training
Customer Service
Project Management
Public Speaking
Business Strategy
Banking
Microsoft Excel
Management
Business Development
Executive Management
Big Data Analytics
Insurance Regulatory
Strategic Planning
Anti Money Laundering
Investment Advisers Act
Regulatory Risk
Finance Consulting
Risk Management
Social Media
Investment Management
Christopher Osborne Summary
Christopher Osborne, based in Minneapolis, Minnesota, United States, is currently a Vice President, Head of Enterprise Supervision at Thrivent Financial. Christopher Osborne brings experience from previous roles at Bmo Financial Group and Ameriprise Financial Services, Inc.. Christopher Osborne holds a 2019 - 2021 Master of Business Administration in Business Administration, Management, Business Administration and Management @ Northwestern University - Kellogg School of Management. With a robust skill set that includes FINRA, Series 24, Securities, Financial Services, Series 7 and more. Christopher Osborne has 3 emails and 2 mobile phone numbers on RocketReach.
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