2012 -2014 Senior Broker-Dealer Trader and Project Manager @
2010 -2011 Associate Director @
2008 -2010 VP - Market Data Sales @
2007 -2008 VP Training @
2004 -2010 VP @
2004 -2006 AVP Client Relations @
2002 -2003 Dealer Sales @
2001 -2002 Trade Support @
1997 -2001 Associate @
Christopher Lum Education
New York University 1993-1997
Christopher Lum Skills
Series 63
Electronic Trading
Consultative Selling
Customer Relations
Fixed Income
Interest Rate
Market Data
Account Management
Sales
Reference Data
Settlement
Customer Retention
Series 3
Capital Markets
Derivatives
Swaps
Bloomberg
Prime Brokerage
Futures
Series 55
Financial Services
Equities
Interest Rate Derivatives
Mutual Funds
FINRA
FX Options
Credit Derivatives
Customer Service
Back Office
Trading Technology
Data Feeds
Investment Banking
ETFs
Account Retention
Trading
Equity Derivatives
Middle Office
Options
Series 7
Securities
Hedge Funds
Selling
Equity Trading
Clearing
Christopher Lum Summary
Christopher Lum, based in New York, NY, US, is currently a Fixed Income Trader at Charles Schwab. Christopher Lum brings experience from previous roles at Doshi Consulting Solutions, MetLife, UBS Investment Bank and TradeWeb. Christopher Lum holds a 1993 - 1997 New York University. With a robust skill set that includes Series 63, Electronic Trading, Consultative Selling, Customer Relations, Fixed Income and more. Christopher Lum has 2 emails and 1 mobile phone numbers on RocketReach.
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