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Christopher D Location
Smithtown, NY, US
Christopher D Work
2013 -now Executive, Founder @
2014 -now CEO and Chief Compliance Officer and FINOP @ Graham Capital, Inc.
2011 -2013 CEO and Chief Compliance Officer @ Whitewood Group, Inc.
Christopher D Education
Hofstra University
MBA (Member Hofstra )
Maurice A. Deane School of Law at Hofstra University
Doctor of Law - JD (Law)
Christopher D Skills
Broker-Dealer Compliance
FINOP
FINRA
Regulatory Policy
Broker-Dealer
Venture capital investing
Broker-Dealer Operations
Private Equity
Compliance Management
Compliance Regulations
IPO
Mergers & Acquisitions
Regulatory Compliance
Regulatory Documentation
Regulatory Filings
Regulatory Reporting
Investment Banking
Financial Modeling
Christopher D Summary
Christopher D, based in Smithtown, NY, US, is currently a Executive, Founder at Compliance Exchange Group (CXG). Christopher D brings experience from previous roles at Graham Capital, Inc. and Whitewood Group, Inc.. Christopher D holds a MBA in Member Hofstra @ Hofstra University. With a robust skill set that includes Broker-Dealer Compliance, FINOP, FINRA, Regulatory Policy, Broker-Dealer and more. Christopher D has 2 emails and 2 mobile phone numbers on RocketReach.
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