Christopher Crotty Email & Phone Number
Chief Compliance Officer @ Elequin Capital, LP
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Christopher Crotty Location
- Village of Pelham, NY, US
Christopher Crotty Work
- 2022 -now Chief Compliance Officer @
- 2013 -2022 Managing Director @ TJM Investments/ MND Partners
- 2010 -2013 Managing Director @ MND Partners/ Peak6
- 2004 -2010 SMD Convertible Trading @ Farina & Associates, Inc
- 1992 -2004 Floor Broker and Manager @ Cuttone & Co.
Christopher Crotty Education
- New York Law School
JD (Banking, Corporate, Finance, and Securities Law)
1996-1999 - Fordham University
BA (HISTORY)
1986-1990
Christopher Crotty Skills
- Trade Execution
- Convertible Arbitrage
- Sales Management
- Compliance
- Series 24
- Series 7
- Series 63
- Organizational Leadership
- Broker-Dealer Compliance
- Broker-Dealer Operations
- Securities Exchange Act of 1934
- Securities Exchange Act of 1933
- Securities Law
- SEC Financial Reporting
- AML
- KYC
- Compliance Training
- Risk Management
- Broker Dealer Operations
- Strategic Planning
- Broker Dealer Compliance
- Microsoft Excel
- Change Management
- Business Strategy
- Management
Christopher Crotty Summary
- Christopher Crotty, based in Village of Pelham, NY, US, is currently a Chief Compliance Officer at Elequin Capital, LP. Christopher Crotty brings experience from previous roles at TJM Investments/ MND Partners, MND Partners/ Peak6, Farina & Associates, Inc and Cuttone & Co.. Christopher Crotty holds a 1996 - 1999 JD in Banking, Corporate, Finance, and Securities Law @ New York Law School. With a robust skill set that includes Trade Execution, Convertible Arbitrage, Sales Management, Compliance, Series 24 and more. Christopher Crotty has 2 emails and 1 mobile phone numbers on RocketReach.
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New York, NY, US
Neil Brookes
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New York, NY, US
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United Kingdom
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