Christopher Crotty's Location
Village of Pelham, NY, US
Christopher Crotty's Work
- Chief Compliance Officer @ Elequin Capital, LP
- Managing Director @ TJM Investments/ MND Partners
- Managing Director @ MND Partners/ Peak6
- SMD Convertible Trading @ Farina & Associates, Inc.
- Floor Broker and Manager @ Cuttone & Company
Christopher Crotty's Education
- New York Law School
JD (Banking, Corporate, Finance, and Securities Law)
1996 - 1999 - Fordham University
BA (History)
1986 - 1990
Christopher Crotty's Skills
- Series 63
- Compliance Training
- SEC Financial Reporting
- Securities Law
- Broker Dealer Operations
- Strategic Planning
- Broker Dealer Compliance
- Compliance
- Sales Management
- AML
Christopher Crotty's Summary
Christopher Crotty, based in Village of Pelham, NY, US, is currently a Chief Compliance Officer at Elequin Capital, LP, bringing experience from previous roles at TJM Investments/ MND Partners, MND Partners/ Peak6, Farina & Associates, Inc and Cuttone & Co.. Christopher Crotty holds a 1996 - 1999 JD in Banking, Corporate, Finance, and Securities Law @ New York Law School. With a robust skill set that includes Series 63, Compliance Training, SEC Financial Reporting, Securities Law, Broker Dealer Operations and more, Christopher Crotty contributes valuable insights to the industry. Christopher Crotty has 3 emails on RocketReach.
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