Christopher Cavaliere Email & Phone Number
FVP Internal Audit @ Safra National Bank
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Christopher Cavaliere Location
- New York, NY, US
Christopher Cavaliere Work
- 2026 -now FVP Internal Audit @
- 2022 -2026 SVP Compliance Officer ICG Operations Advisory @
- 2022 -2022 Head of Supervision and Risk Oversight - Wealth Management @
- 2016 -2022 Vice President- Head of Retail and Institutional branch examinations @
- 2015 -2016 VP Regulatory Reporting Manager @
- 2013 -2015 Associate Director @
- 2011 -2012 Manager - Desk Based Supervision (front office) @
- 2010 -2010 Business Integration - Consultant @ Merrill Lynch / Bank of America
- 2006 -2010 Senior Compliance Officer @
- 2004 -2006 Surveillance Manager and Compliance Project Lead @ TD Waterhouse
- 2003 -2004 Assistant Vice President - Surveillance Compliance Officer @
- 2000 -2003 Assistant Vice President @
- 1999 -2000 Assistant Manager @
- 1996 -1999 Compliance Analyst @ National Discount Brokers
- 1996 -1996 Customer Service Representative - Temporary @
- 1995 -1996 Stockbroker @ D.H. Blair
Christopher Cavaliere Education
- John Jay College (CUNY) 1990-1995
Christopher Cavaliere Skills
- FINRA
- Fixed Income
- Capital Markets
- Options
- Equities
- Equity Trading
- Trading Systems
- Series 7
- Series 24
- Series 63
- Trading
- Securities
- Electronic Trading
- Mutual Funds
- Financial Markets
- Financial Services
- Broker-Dealer Compliance
- Drafting Policies
- Trade Compliance
- OATS
- Trace
- Hedge Funds
- Broker-Dealer
- Asset Management
- Securities Regulation
- Due Diligence
- Financial Regulation
- Bonds
- ETFs
- Prime Brokerage
- KYC
- Alternative Investments
- Financial Risk
- Derivatives
- Operational Risk
- Middle Office
- Back Office
- Investment Banking
- Swaps
- Structured Products
- Structured Finance
- Bloomberg
- Equity Derivatives
- Risk Management
- Investments
- Management
- SEC
- Cards
- Consulting
- Summarizing
- Market
- Anti Money Laundering
- Circuit Breakers
- IBM
- Nasd
- Insurance
- Sales
- Brokerage
- Net
- Fee
- 144a
- Procedural
- Finance
- Loc
- Restrictions
- Market Making
- Wsp
- Audit Trail
- Fibre Channel
- Legal
- Complaints
- Facilitation
- Assessment
- Merrill Lynch
- Real Estate Transactions
- Cat
- Fidessa
- Business Technology
- Broker Dealer
- Short Sales
- Calls
- Journals
- New Account
- BRD
- Chat
- CRM
- Integration
- Rules
- Routing
- Dealing
- Auditing
- Committees
- Regulators
- Document Retrieval
- Business Lines
- Accounting
- Qualifying Prospects
- Execution
- OTC
- Guidance
- Front Office
- Legal Writing
- System
- Charges
- Cell
- Telecommunications
- Staff Management
- Project Leadership
- Institutional Investments
- Sage Act
- Nyse
- Reports
- Applicant Tracking Systems
- Strategy
- Broker Dealer Compliance
- Supervision
- Strategies
- Microsoft Office
- Revision
- Microsoft Excel
- Testing
- New Business Development
- Training
- Gse
- Policy
- Supervisory
- Customer Service
- Regulatory Examinations
- Mantas
- Omx
- Business Management
- Documentation
- Project Management
- Research
- System Monitoring
- Market Access
- Reporting
- Office Managers
- Instant Messaging
- Capital
- Surveillance
- Written
- Advertising Agency
- Verizon
- C
- Retail
- Implications
- Applications
- Communication
- Home
- Prop
- Advertising
- Active
- Operations
- Renovation
- Yields
- Drafting
- Credit
- Wire Transfers
- Project Planning
- SEC Regulations
- Nasdaq
- Reg
- Brokers
- Presentations
- Suitability
- Real Time Monitoring
- Responsibility
- Internal Audit
- Iron
- Legal Education
- Policies and Procedures
- Regulations
- International
- NMS
- Google Groups
- Executive Management
- Stock Option
- Reviews
- Electronics
- OFAC
- Actimize
- ADP Payroll
- Margin Improvement
- Compliance
- Moc
- Ilx
- Microsoft Word
- Limits
- Stocks
- Canada
- Cash
- Special Projects
- Interest Rates
- FSA
- Trading System
- Discount
- Treasury
- Budgets
- Financial Transactions
- Switching
- Meetings
- Mergers and Acquisitions
- Consolidated Reporting
- Dodd Frank
- Evaluation
- Coordinated
Christopher Cavaliere Summary
- Christopher Cavaliere, based in New York, NY, US, is currently a FVP Internal Audit at Safra National Bank. Christopher Cavaliere brings experience from previous roles at Citi, Wedbush Securities, HSBC and Morgan Stanley. Christopher Cavaliere holds a 1990 - 1995 John Jay College (CUNY). With a robust skill set that includes FINRA, Fixed Income, Capital Markets, Options, Equities and more. Christopher Cavaliere has 1 emails and 3 mobile phone numbers on RocketReach.
Looking for a different Christopher Cavaliere?
Find contact details for 700 million professionals.
Others Named Christopher Cavaliere
Christopher Cavaliere
Production Manager
Matthews, NC, US
Christopher Cavaliere
Director of Business Operations
Gainesville, FL, US
Top Safra National Bank Employees
Scarlett Vachnine
Managing Director, Structured Solutions
New York, NY, US
David Osborn
Managing Director
New York, NY, US
Juanita Foley
Chief People Officer
United States
Bharath Guruprasad
Managing Director
New York, NY, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co