Christopher Catania Email & Phone Number
Managing Director and Global Head of Surveillance and Monitoring Controls Testing @ Deutsche Bank
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Christopher Catania Location
- Westfield, NJ, US
Christopher Catania Work
- 2014 -now Managing Director and Global Head of Surveillance and Monitoring Controls Testing @
- 1995 -2014 Managing Director @
- 1989 -1995 Vice President, Director of Surveillance @ Donaldson, Lufkin & Jenrette
- 1987 -1989 Senior Trading Analyst @
Christopher Catania Education
- New York University Stern Graduate School of Business
Master of Business Administration (MBA), Finance (Finance)
1989-1993 - State University of New York at Binghamton
Bachelor of Arts (B.A.) (Political Science with focus on World Politics)
1983-1987 - Moore High School 1979-1983
Christopher Catania Skills
- Global Compliance
- Compliance
- Broker-Dealer Compliance
- Compliance Oversight
- Regulatory Examinations
- Compliance Implementation
- Compliance Testing
- Risk Assessment
- Surveillance
- Registration
- AML
- DOI
- Compliance Technology
- Control Room
- Regulatory Interactions
- US Equities
- Regulatory Requirements
- Compliance Procedures
- Portfolio Management
- Banking
- Management
- Risk Management
- Global Regulatory Compliance
- Asset Managment
- Mortgage Lending
- Investments
- Financial Risk
- Enterprise Risk Management
- Asset Management
- Capital Markets
- Operational Risk
- KYC
- Financial Regulation
- Derivatives
- Equities
- Alternative Investments
- Financial Services
- Series 7
- Anti Money Laundering
- Series 63
- Fixed Income
- Investment Banking
- Securities
- Broker Dealer Compliance
Christopher Catania Summary
- Christopher Catania, based in Westfield, NJ, US, is currently a Managing Director and Global Head of Surveillance and Monitoring Controls Testing at Deutsche Bank. Christopher Catania brings experience from previous roles at JPMorgan Chase, Donaldson, Lufkin & Jenrette and American Stock Exchange. Christopher Catania holds a 1989 - 1993 Master of Business Administration (MBA), Finance in Finance @ New York University Stern Graduate School of Business. With a robust skill set that includes Global Compliance, Compliance, Broker-Dealer Compliance, Compliance Oversight, Regulatory Examinations and more. Christopher Catania has 2 emails and 1 mobile phone numbers on RocketReach.
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