Director of Compliance @ Rothschild Lieberman, LLC (May 2014 - September 2016)
Chief Compliance Officer @ Legend Securities Inc. (March 2011 - May 2014)
Chief Compliance Officer @ Cohen Capital Group, LLC (September 2005 - March 2011)
Compliance Officer @ (January 2001 - January 2005)
Head Clerk @ Bocklet and Co (March 1992 - October 2001)
Clerk @ Robb Peck and McCooey (January 1989 - January 1992)
Christopher Cacace Education
The Wharton School 2007-2007
Brooklyn College
(Alpha Phi Delta)
1984-1989
St. Finbar
Christopher Cacace Skills
Securities
Series 7
FINRA
Series 24
Equities
Series 63
Trading
ETFs
Equity Trading
Electronic Trading
Options
Trading Systems
AML
Financial Markets
Investments
Hedge Funds
Risk Management
Asset Managment
Bloomberg
Fixed Income
Mutual Funds
Asset Management
Alternative Investments
Capital Markets
Proprietary Trading
Derivatives
Investment Advisory
Fund Of Funds
Equity Derivatives
Financial Services
Finance
Due Diligence
Management
Investment Banking
Wealth Management
Regulatory Compliance
Internal Audit
Private Equity
Anti Money Laundering
Kyc
Christopher Cacace Summary
Christopher Cacace, based in New York, NY, US, is currently a Managing Director Operations at Quantfury Trading USA LLC (formerly Arens Securities LLC). Christopher Cacace brings experience from previous roles at Compliance Solutions of New York, J. Streicher, Velocity Clearing, LLC and TradeZERO America. Christopher Cacace holds a 2007 - 2007 The Wharton School. With a robust skill set that includes Securities, Series 7, FINRA, Series 24, Equities and more. Christopher Cacace has 1 emails and 1 mobile phone numbers on RocketReach.
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