Christopher Brown Email & Phone Number
Chief Compliance Officer @ BLBB Advisors, LLC
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Christopher Brown Location
- Ambler, PA, US
Christopher Brown Work
- 2022 -now Chief Compliance Officer @
- 2018 -2022 Director @
- 2012 -2018 Chief Compliance Officer @ LGL Partners
- 2012 -2018 Chief Compliance Officer @ Forbes Family Trust
- 2010 -2012 Due Diligence Analyst @ Pershing/Lockwood
- 2008 -2009 Compliance Officer and Financial Operations Principal @
- 2002 -2008 Compliance Officer and Financial Operations Principal @ Investorforce, Inc
- 1997 -2000 Vice President, Operations @ Morgan Stanley Dean Witter Institutional Investment Management
- 1996 -2000 Vice President of Operations @
- 1996 -1997 Operations Manager @ Miller Anderson & Sherrerd, LLP
- 1994 -1995 Senior Client Services Manager @ PFPC,Inc.
- 1992 -1993 Broker Dealer Services Lead @ PFPC, Inc.
Christopher Brown Education
- Denison University
BA Economics, BA (English)
1985-1989 - Germantown Academy 1971-1984
Christopher Brown Skills
- Investments
- Asset Management
- Alternative Investments
- Hedge Funds
- Financial Services
- Due Diligence
- Analysis
- Equities
- Mutual Funds
- SEC
- Consulting
- Anti Money Laundering
- Overseeing
- Mortar
- Crd
- Vendors
- Oversight
- Wsp
- Real Estate
- Temporary Placement
- Assessment
- Data Conversion
- Bank Secrecy Act
- Management
- Maple
- Design
- Security
- Funding
- CRM
- RIA
- Technology Solutions
- Steering
- Investment Management
- Committees
- Clearing
- Auditing
- PowerPoint
- Accounting
- Human Resources
- Execution
- Literature Reviews
- Profit
- System
- Bloomberg
- English
- Finop
- Supervision
- Microsoft Office
- FINRA
- User Acceptance Testing
- Microsoft Excel
- Testing
- Web Based Reporting
- Training
- Policy
- Distributors
- Sla
- Client Advocate
- Mission Critical
- Project Management
- System Monitoring
- Reporting
- Service Delivery
- Business Continuity Planning
- Ratings
- Master Data
- Consultative Selling
- Economics
- Fixed Income
- Yahoo
- C
- Coordination
- Web Design
- Preparedness
- Business Expansion
- Y2K
- Client Services
- Series 6
- Fund Accounting
- Operations
- Miller
- Scp
- Project
- Contractual Agreements
- Inventory Control
- Computer Proficiency
- Responsibility
- Financial Operations
- Cco
- Project Teams
- Internal Audit
- Policies and Procedures
- International
- Efficiencies
- Executive Management
- Data Transfer
- Fund Administration
- Data Management
- History
- Lotus Notes
- Start Ups
- Reviews
- Transfer Agency
- Records Management
- Vendor Management
- OFAC
- Lipper
- Marketplace
- Software
- Morningstar
- Compliance
- Implementation Of Policies
- Microsoft Word
- Parties
- Netscape
- Profit Analysis
- Onboarding
- International Companies
- Third Party Vendors
- Dealers
Christopher Brown Summary
- Christopher Brown, based in Ambler, PA, US, is currently a Chief Compliance Officer at BLBB Advisors, LLC. Christopher Brown brings experience from previous roles at Chenery Compliance Group, LGL Partners, Forbes Family Trust and Pershing/Lockwood. Christopher Brown holds a 1985 - 1989 BA Economics, BA in English @ Denison University. With a robust skill set that includes Investments, Asset Management, Alternative Investments, Hedge Funds, Financial Services and more. Christopher Brown has 2 emails and 1 mobile phone numbers on RocketReach.
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Top BLBB Advisors, LLC Employees
Greg Billings
Director of Information Systems
Ambler, PA, US
Laura Larosa
Director of Wealth Management
Philadelphia, PA, US
J. Brewer
Portfolio Manager
Lafayette Hill, PA, US
Robb Parlanti
Wealth Advisor and Partner
Montgomeryville, PA, US
Laura Brewer
Principal and Financial Advisor
Montgomeryville, PA, US
Clifford Haugen
Wealth Advisor, Partner and President
Montgomeryville, PA, US
Christopher Brown
Chief Compliance Officer
Ambler, PA, US
Ada Lubanski
Director of Financial Planning
United States
Zachary Renna
Wealth Advisor
Philadelphia, PA, US
Brianna March
Wealth Advisor and Director of Retirement Plans
Montgomeryville, PA, US
Edward Barnes
Financial Advisor
Montgomeryville, PA, US
Brian Gallagher
Financial Advisor
Philadelphia, PA, US
Gina Brown
Client Service Administrator
Ambler, PA, US
Michelle Skimmons
Client Service Administrator
Quakertown, PA, US
Bonnie Bell
Director of Brand Management
Philadelphia, PA, US
Michelle Tully
Senior Client Services Administrator
Southampton, PA, US
Michael Geraghty
Wealth Advisor
Philadelphia, PA, US
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