Chief Compliance Officer @ (May 2017 - April 2021)
Chief Compliance Officer @ (April 2010 - December 2015)
TFA Conversion Manager @ (October 2013 - March 2015)
ISO Quality Systems Manager @ Tompkins Financial Advisors/ Ensemble Financial Advisors, Inc. (May 2003 - December 2011)
Assistant Chief Compliance Officer @ (January 2006 - April 2010)
Compliance Officer @ AXA (f/k/a MONY) (January 2003 - January 2005)
Compliance Associate @ (January 1998 - January 2003)
Legal Regulatory Specialist @ Rochester Community Savings Bank (January 1988 - January 1998)
Christine Warner Education
Campbell University
Certificate (Southeastern Trust School)
2010-2010
Rochester Institute of Technology
Certificate (ISO Implementaion)
2006-2006
St. John Fisher College
Bachelor’s Degree (Psychology)
1978-1982
Christine Warner Summary
Christine Warner, based in Mount Pleasant, TX, US, is currently a Chief Compliance Officer at Monticello Financial Group, LLC. Christine Warner brings experience from previous roles at Clarity Compliance & Operations Services, Fortune Financial Services, Inc. and Tompkins Financial Advisors / Ensemble Financial Services, Inc. / Tompkins Finan. Christine Warner holds a 2010 - 2010 Certificate in Southeastern Trust School @ Campbell University. Christine Warner has 1 emails and 1 mobile phone numbers on RocketReach.
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