Christine Hoffmann Email & Phone Number
Director, Equity Derivative Compliance @ Wells Fargo
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Christine Hoffmann Location
- Stamford, CT, US
Christine Hoffmann Work
- 2016 -now Director, Equity Derivative Compliance @
- 2013 -2016 VP, Markets Compliance - Equities @
- 2012 -2013 Associate Director, Securities Compliance Officer @
- 2010 -2012 Vice President, Equities and Structured Products Compliance @
- 2010 -2010 Compliance Associate @
- 2008 -2010 Compliance Associate @
- 2007 -2008 Senior Compliance Analyst @
- 2002 -2007 TMMS Examiner @ FINRA
- 2002 -2005 Market Analyst @ National Stock Exchange
Christine Hoffmann Education
- Gies College of Business - University of Illinois Urbana-Champaign
B.S (Finance)
Christine Hoffmann Skills
- Securities
- Series 7
- Series 63
- Trading
- Bloomberg
- Equities
- FINRA
- Equity Trading
- AML
- Alternative Investments
- Bonds
- Capital Markets
- Electronic Trading
- ETFs
- Equity Derivatives
- FX Options
- Financial Markets
- Financial Services
- Fixed Income
- Hedge Funds
- Market Data
- Investment Banking
- Options
- Series 24
- Structured Products
- Trading Systems
- Derivatives
- Regulatory Compliance
- Structured Finance
- Research
- Customer Service
- Leadership
- Security
- Business Development
- Sales
- Environmental Permitting
- Environmental Consulting
- Wetlands
- Environmental Engineering
- Environmental Impact Assessment
- Strategy
- NEPA
- Soil
- Environmental Awareness
- Environmental Compliance
- Environmental Services
- Mitigation
Christine Hoffmann Summary
- Christine Hoffmann, based in Stamford, CT, US, is currently a Director, Equity Derivative Compliance at Wells Fargo Securities. Christine Hoffmann brings experience from previous roles at HSBC Global Banking and Markets, Newedge, RBS and BGC Partners. Christine Hoffmann holds a B.S in Finance @ Gies College of Business - University of Illinois Urbana-Champaign. With a robust skill set that includes Securities, Series 7, Series 63, Trading, Bloomberg and more. Christine Hoffmann has 7 emails and 1 mobile phone numbers on RocketReach.
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