Christine Hoffmann Email & Phone Number
Director, Equity Derivative Compliance @ Wells Fargo
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Christine Hoffmann Location
- Stamford, CT, US
Christine Hoffmann Work
- Director, Equity Derivative Compliance @ (October 2016 - Present)
- VP, Markets Compliance - Equities @ (December 2013 - October 2016)
- Associate Director, Securities Compliance Officer @ (August 2012 - December 2013)
- Vice President, Equities and Structured Products Compliance @ (November 2010 - August 2012)
- Compliance Associate @ (January 2010 - October 2010)
- Compliance Associate @ (July 2008 - October 2010)
- Senior Compliance Analyst @ (July 2007 - June 2008)
- TMMS Examiner @ FINRA (January 2002 - January 2007)
- Market Analyst @ National Stock Exchange (January 2002 - January 2005)
Christine Hoffmann Education
- Gies College of Business - University of Illinois Urbana-Champaign
B.S (Finance)
Christine Hoffmann Skills
- AML
- Alternative Investments
- Bloomberg
- Bonds
- Capital Markets
- Derivatives
- ETFs
- Electronic Trading
- Equities
- Equity Derivatives
- Equity Trading
- FINRA
- FX Options
- Financial Markets
- Financial Services
- Fixed Income
- Hedge Funds
- Investment Banking
- Market Data
- Options
- Regulatory Compliance
- Securities
- Series 24
- Series 63
- Series 7
- Structured Finance
- Structured Products
- Trading
- Trading Systems
- Research
- Customer Service
- Leadership
- Security
- Business Development
- Sales
- Environmental Permitting
- Environmental Consulting
- Wetlands
- Environmental Engineering
- Environmental Impact Assessment
- Strategy
- NEPA
- Soil
- Environmental Awareness
- Environmental Compliance
- Environmental Services
- Mitigation
Christine Hoffmann Summary
- Christine Hoffmann, based in Stamford, CT, US, is currently a Director, Equity Derivative Compliance at Wells Fargo Securities. Christine Hoffmann brings experience from previous roles at HSBC Global Banking and Markets, Newedge, RBS and BGC Partners. Christine Hoffmann holds a B.S in Finance @ Gies College of Business - University of Illinois Urbana-Champaign. With a robust skill set that includes AML, Alternative Investments, Bloomberg, Bonds, Capital Markets and more. Christine Hoffmann has 6 emails and 3 mobile phone numbers on RocketReach.
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