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Chris Whitehead Location
London, GB
Chris Whitehead Work
Head of Wealth Management UK Compliance @ (April 2022 - Present)
Associate Director - UK Wealth Management Compliance Advisory @ (June 2017 - April 2022)
Manager - Compliance and Conduct Risk Consultant @ (September 2015 - May 2017)
Redress and Remediation AVP @ (September 2014 - August 2015)
Compliance Advisory AVP (UK and Offshore Islands) @ (June 2011 - September 2014)
Compliance Analyst @ (January 2008 - June 2011)
Assistant Compliance Officer @ (September 2003 - January 2008)
Chris Whitehead Education
Brunel University
BA Hon (Mathematics and Management)
1998-2001
Colchester 6th form
(A levels - Mathematics, Business Studies and Music, AS level - Accounting)
1996-1998
Honywood 1991-1996
Chris Whitehead Skills
Compliance Advisory
Equities
KYC
Securities
Investment Management
Investments
Portfolio Management
Financial Regulation
Wealth Management
Asset Allocation
Anti Money Laundering
FSA
Structured Products
Banking
Wealth Management Services
Compliance Monitoring
Back Office
AML
Operational Risk
Private Banking
Hedge Funds
Financial Services
Financial Risk
Operational Risk Management
Pensions
Asset Management
Derivatives
Risk Management
Investment Banking
Compliance Training
Stakeholder Engagement
Compliance Frameworks
Compliance Regulations
Fca
Conduct Risk
Cross Border Transactions
Chris Whitehead Summary
Chris Whitehead, based in London, GB, is currently a Head of Wealth Management UK Compliance at RBC Wealth Management. Chris Whitehead brings experience from previous roles at RBC Wealth Management, PwC UK, Barclays and Barclays Wealth. Chris Whitehead holds a 1998 - 2001 BA Hon in Mathematics and Management @ Brunel University. With a robust skill set that includes Compliance Advisory, Equities, KYC, Securities, Investment Management and more. Chris Whitehead has 1 emails on RocketReach.
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