Chris Southwick's Location
Freeport, NY, US
Chris Southwick's Work
- Managing Director, Chief Compliance Officer @ Chardan
- Managing Director, Head of Markets Regulatory Compliance @ Union Bank
- Executive Director, Chief Compliance Officer RSI and Head of Markets Compliance Rabobank Intl NAW @ Rabobank
- Director, Co-Head of Compliance Americas @ Dresdner Kleinwort Wasserstein
- Director, Chief Compliance Officer @ Dresdner Kleinwort Wasserstein
- Chief Compliance Officer @ EGS Partners
- Chief Compliance Officer @ Asiel and Company
- Head of Operations and Compliance @ Tradex Brokerage Service, Inc.
- Margin Clerk @ Merrill Lynch
Chris Southwick's Education
- Baruch College
Accounting
Chris Southwick's Skills
- Strategy
- Internal Controls
- Equities
- Compliance Procedures
- Compliance Oversight
- Trading
- Enterprise Risk Management
- Financial Services
- Hedge Funds
- Team Building
Chris Southwick's Summary
Chris Southwick, based in Freeport, NY, US, is currently a Managing Director, Chief Compliance Officer at Chardan, bringing experience from previous roles at MUFG Union Bank N.A. / Bank of Tokyo-Mitsubishi UFJ, Rabobank International / Rabo Securities USA, Inc. and Dresdner Kleinwort Wasserstein. Chris Southwick holds a Accounting @ Baruch College. With a robust skill set that includes Strategy, Internal Controls, Equities, Compliance Procedures, Compliance Oversight and more, Chris Southwick contributes valuable insights to the industry. Chris Southwick has 3 emails on RocketReach.
5 free lookups per month.
No credit card required.
If you need more lookups,
subscriptions start at $48 USD/month.
Not the Chris Southwick you were looking for?
Find contact details for 700 million professionals.
Others Named Chris Southwick
-
25+
-
11
-
11
-
21
-
1
-
1
People Like Chris Southwick
-
ViewChristina Javier Torres
Chief Compliance Officer at Akuna Capital
Chicago, Illinois, United States21 -
31
Top Chardan Employees
-
35
-
45+
-
5+5+
-
32
-
23
-
35
-
33
-
35+
-
33
-
32
-
42
-
32
-
45+
-
5+5+
-
2
-
42
-
2
-
ViewMatthew Mrozinski
Managing Director and Global Head of Mergers and Acquisitions at Chardan
Glen Ridge, NJ, US55+ -
31
How It Works
Get a Free Account
Sign up for a free account. No credit card required. Up to 5
free lookups / month.
Search
Search over 700
million verified professionals across 35 million companies.
Get Contact Info
Get contact details including emails and phone numbers
(business & personal).
G2Crowd Trusted
300K+
Plugin Users
