Chris Setaro Email & Phone Number
SVP, Chief Compliance and Regulatory Officer @ Nasdaq Private Market
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Chris Setaro Location
- New York, NY, US
Chris Setaro Work
- 2022 -now SVP, Chief Compliance and Regulatory Officer @
- 2021 -2022 Head of Global Risk and Compliance @
- 2019 -2021 Global Chief Compliance Officer @
- 2014 -2019 CCO- Nasdaq Execution Services, Nasdaq Capital Markets Advisory, Execution Access and NPM Securities @
- 2011 -2014 Executive Director, Chief Compliance Officer @
- 2009 -2011 Vice President, Compliance @
- 2003 -2009 Director of Compliance, Harborview, LLC @
Chris Setaro Education
- Syracuse University 1989-1993
Chris Setaro Skills
- Trading Systems
- Series 7
- Series 63
- Securities
- Options
- Hedge Funds
- Financial Markets
- Equity Trading
- FINRA
- Equities
- Electronic Trading
- Corporate Governance
- AML
- Capital Markets
- Anti Money Laundering
- Fixed Income
Chris Setaro Summary
- Chris Setaro, based in New York, NY, US, is currently a SVP, Chief Compliance and Regulatory Officer at Nasdaq Private Market. Chris Setaro brings experience from previous roles at Forge, Sharespost, Inc., Nasdaq and Instinet Incorporated. Chris Setaro holds a 1989 - 1993 Syracuse University. With a robust skill set that includes Trading Systems, Series 7, Series 63, Securities, Options and more. Chris Setaro has 2 emails and 1 mobile phone numbers on RocketReach.
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