Chris Charnock Email & Phone Number
MD, Compliance and Operational Risk Control, Aus and NZ @ UBS Group AG
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Chris Charnock Location
- Sydney, NSW, AU
Chris Charnock Work
- 2020 -now MD, Compliance and Operational Risk Control, Aus and NZ @
- 2019 -2020 Executive Director @ A&O Consulting
- 2017 -2018 Chief Compliance Officer - WIB and Group Functions @
- 2014 -2018 Global Head - Institutional Bank Compliance @
- 1997 -2014 Managing Director, Compliance @
- 1994 -1997 Lawyer, Investors Compensation Scheme @ Securities Investment Board
- 1991 -1992 Solicitor @
Chris Charnock Education
- University of Adelaide
Bachelor of Laws (LLB) (Corporate Law)
1985-1990 - University of Adelaide
Bachelor of Economics (Accounting and Finance)
1985-1990
Chris Charnock Skills
- Capital Markets
- AML
- Corporate Governance
- Compliance
- Financial Services
- Financial Regulation
- Global Regulatory Compliance
- Emerging Markets
- Cross-border Transactions
- Equities
- Fixed Income
- Commodity Markets
- Futures
- Options
- Investment Banking
- Anti-corruption
- Anti Money Laundering
- Banking
- Retail
- Spectrum
- Anti Corruption
- AFS
- Cross Border Transactions
- Services
- Brokers
- Wholesale
Chris Charnock Summary
- Chris Charnock, based in Sydney, NSW, AU, is currently a MD, Compliance and Operational Risk Control, Aus and NZ at UBS. Chris Charnock brings experience from previous roles at A&O Consulting, Westpac Group, Westpac and J.P. Morgan. Chris Charnock holds a 1985 - 1990 Bachelor of Laws (LLB) in Corporate Law @ University of Adelaide. With a robust skill set that includes Capital Markets, AML, Corporate Governance, Compliance, Financial Services and more. Chris Charnock has 3 emails and 1 mobile phone numbers on RocketReach.
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