Chris Chapman Email
Chief Compliance Officer (CCO) - Canada @ Alpaca
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Chris Chapman Location
- Canada
Chris Chapman Work
- Chief Compliance Officer (CCO) - Canada @ (June 2025 - Present)
- Chief Compliance Officer (CCO) - Canada @ Kraken Digital Asset Exchange (May 2024 - June 2025)
- Chief Compliance Officer (CCO) @ (November 2021 - May 2024)
- Compliance Manager @ (October 2021 - November 2021)
- Branch Examiner @ (July 2019 - October 2021)
- Compliance and Risk Administrator @ (March 2019 - July 2019)
- Associate Manager of Controls and Risk @ (July 2018 - March 2019)
- Branch Auditor @ (October 2017 - July 2018)
- Investment Compliance Analyst @ (August 2015 - October 2017)
- Compliance Analyst @ (January 2012 - August 2015)
- Client Services Representative @ (September 2010 - January 2012)
- Advisor Services Representative @ MGI Financial (January 2010 - September 2010)
- Transition Administrator @ MGI Financial (January 2008 - September 2010)
Chris Chapman Education
- RRC Polytech
Bachelor of Business Administration (BBA) (Business Administration and Management, General)
2006-2008
Chris Chapman Skills
- Analytical Skills
- Anti Money Laundering
- Asset Management
- Attention to Detail
- Auditing
- Banking
- Business Administration
- Business Analysis
- Communication
- Complaint Management
- Compliance Management
- Compliance Officers
- Compliance Regulations
- Customer Service
- Databases
- Due Diligence
- Employee Benefits
- Enterprise Risk Management
- Equities
- Finance
- Financial Advisory
- Financial Analysis
- Financial Planning
- Financial Reporting
- Financial Risk
- Financial Services
- ICFR
- Insurance
- Internal Audits
- Internal Controls
- Investment Advisory
- Investment Strategies
- Investments
- KYC
- Leadership
- Life Insurance
- Microsoft Office
- Mutual Funds
- Portfolio Management
- Regulatory Compliance
- Research
- Risk Management
- Securities
- Strategic Planning
- Time Management
- Trade Compliance
- Trading
- Training
- Wealth Management
Chris Chapman Summary
- Chris Chapman, based in Canada, is currently a Chief Compliance Officer (CCO) - Canada at Alpaca. Chris Chapman brings experience from previous roles at Kraken Digital Asset Exchange, Shakepay, Value Partners Investments and Aviso Wealth. Chris Chapman holds a 2006 - 2008 Bachelor of Business Administration (BBA) in Business Administration and Management, General @ RRC Polytech. With a robust skill set that includes Analytical Skills, Anti Money Laundering, Asset Management, Attention to Detail, Auditing and more. Chris Chapman has 1 emails on RocketReach.
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