China International Capital Corporation Hong Kong Asset Management Information

China International Capital Corporation Hong Kong Asset Management limited (CICC HKAM) was established in December 2005. It’s a wholly-owned subsidiary of China International Capital Corporation Limited (CICC). It is licensed by the SFC to carry on Type 4 and 9 regulated activities in Hong Kong under the Securities and Futures Ordinance. CICC has successfully expanded its service and client base through the subsidiary in Hong Kong, and lead the market in offshore asset management services. CICC HKAM houses a highly professional team of international background and extensive business experience. It has established a highly efficient, reliable investment management platform and administrative system, along with well designed internal control and risk management policies. CICC HKAM provides asset management services in the Greater China areas for many institutional clients domestic as well as foreign alike. CICC HKAM enjoys its reputation in the industry through its sound performance and prudent business practice which are well recognized by clients as well as industry peers. -------------------------- China International Capital Corporation Limited (CICC, or “the Company,” 3908.HK) is China’s oldest joint-venture investment bank and an international best practices pioneer. Our long track record of professional service includes many precedent-setting transactions and points to our deep participation in China’s economic reform and development. By growing together with our clients, we are striving to become a world-class financial institution with global influence. Since CICC's inception in 1995, we have been consistently committed to providing high-quality, value-added financial services to our clients. We have established full-service business model offering investment banking, equities, FICC, wealth management and investment management, all on the basis of strong research coverage. Owing to our expertise in economics, industrial development and the legal arena, as well as quality service, CICC has received numerous financial industry honors including the Best Investment Bank in China, Best Sales Service Team, and Most Influential Research Institution awards bestowed at home and abroad. We've set a high bar for ourselves by adhering to core values. CICC is people-oriented with Chinese roots and international reach. We serve our nation with integrity. We are diligent and professional, active and enterprising. And our clients come first. In 2015, CICC was listed on the Main Board of the Hong Kong Stock Exchange. In 2017, CICC completed a strategic restructuring with China Investment Securities (CISC) through which CISC became a wholly-owned subsidiary of CICC. This restructuring greatly enhanced our overall scale and capital strength. As a result, CICC has been able to broaden our customer base, deepen our market penetration among large, small and medium-sized enterprises, as well as among institutional and individual customers, and build a balanced business structure that spans the primary and secondary markets. CICC is headquartered in Beijing with subsidiaries throughout mainland China, company branches in major cities including Shanghai and Shenzhen, and more than 200 securities branches in 28 provinces and municipalities nationwide. CICC is also active overseas with branches in Hong Kong, New York, Singapore, London and, most recently San Francisco. CICC is well-positioned to leverage our extensive network and outstanding cross-border capabilities to provide a full range of financial services to our clients. As a unique investment bank with Chinese roots and international reach, CICC is committed to providing first-class financial services to our clients on both domestic and overseas markets, to help our clients achieve their strategic goals.