Charles Mathys Email & Phone Number
Chief Compliance Officer, Executive Director
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Charles Mathys Location
- Downers Grove, IL, US
Charles Mathys Work
- Chief Compliance Officer, Executive Director @ UBS O'Connor LLC/UBS Asset Management (January 2018 - Present)
- Owner @ CGML Enterprises LLC (March 2017 - January 2018)
- Vice President, Ethics Office @ Nuveen Investments (November 2012 - August 2016)
- Chief Compliance Officer @ UBS O'Connor LLC (October 2003 - November 2012)
- Assistant General Counsel @ UBS Global Asset Management (Americas) Inc. (December 2000 - October 2003)
- Compliance Officer @ UBS Global Asset Management (Americas) Inc. (December 1998 - December 2000)
Charles Mathys Education
- Chicago-Kent College of Law, Illinois Institute of Technology
JD
1992-1995 - DePaul University
MBA (Finance)
1988-1990 - Knox College
BA (Economics/Political Science)
1984-1988
Charles Mathys Skills
- Hedge Funds
- Securities
- Series 7
- Equities
- Asset Managment
- Fund Of Funds
- Investment Advisory
- Mutual Funds
- Alternative Investments
- Trading
- Securities Regulation
- Series 24
- Investments
- AML
- Investment Company Act
Charles Mathys Summary
- Charles Mathys, based in Downers Grove, IL, US, is currently a Chief Compliance Officer, Executive Director at UBS O'Connor LLC/UBS Asset Management. Charles Mathys brings experience from previous roles at CGML Enterprises LLC, Nuveen Investments, UBS O'Connor LLC and UBS Global Asset Management (Americas) Inc.. Charles Mathys holds a 1992 - 1995 JD @ Chicago-Kent College of Law, Illinois Institute of Technology. With a robust skill set that includes Hedge Funds, Securities, Series 7, Equities, Asset Managment and more. Charles Mathys has 2 emails and 3 mobile phone numbers on RocketReach.
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Charles Mathys
Chief Compliance Officer, Executive Director
Downers Grove, IL, US
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