CFR Associates LLC Information

CFR Associates is a strong consulting firm specializing in the delivery of compliance solutions and FinOPs for Broker Dealers, Investment Advisers and Hedge Funds. Together with our customers, we design long-term strategies to achieve the most advantageous solutions. e invest in the success of your business by providing the most affordable solutions and dedicated service customized to your needs. Our specialists adapt to our clients' unique requirements. CFR Associates supplies you with services needed to support compliance with industry regulations. Our goal is to fill the; Compliance, AML, Independent Audits, Special Projects, Registered Principals and Registered FinOP needs of BD's and RIA's. Prior to founding CFR Associates, Frank Calimano has held various positions in the securities industry since 1967 as Chief Compliance Officer, Chief Financial Officer, Assistant Treasurer, FinOP, Cashier, Director of Human Resources, Head Cashier, Administrator of U.S. Equities and Branch Office Manager. Frank has active FINRA Registrations Series 7, 24, 27, 79 and 99. Frank is a former NYSE - Branch Office Manager, NYSE - Securities Manager, NYSE - General Securities Representative, BSE - General Securities Representative, BSE - General Securities Principal, NFA - Principal, NYSE - Arbitrator, PCX - General Securities Representative and PCX - General Securities Principal.