Cesar Rocha Email & Phone Number
Compliance @ Column
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Cesar Rocha Location
- Wilmington, DE, US
Cesar Rocha Work
- 2023 -now Compliance @
- 2020 -2023 Vice President @
- 2016 -2020 Senior Associate, Team Lead, Quality Assurance @
- 2014 -2016 Business Analyst and Reporting Specialist @
- 2013 -2014 Financial Services Professional @ NYLIFE Securities LLC
- 2011 -2013 Registered Representative @ Independence Wealth Strategies, an office of MetLife
- 2009 -2011 Manufacturing Technician III @
Cesar Rocha Education
- University of Delaware
Bachelor of Arts with Distinction (Psychology, Biology)
2004-2008 - George School
H.S. Diploma (General Studies)
2000-2004
Cesar Rocha Skills
- Operations Management
- Analytical Skills
- Retirement
- Asset Allocation
- Investments
- Insurance
- 401k Rollovers
- Asset Protection
- Protection Planning/Family Security
- Small Business
- Wealth Preservation Planning
- CAMS
- KYC
- Bank Secrecy Act
- Anti Money Laundering
- Quality Assurance
- Leadership
Cesar Rocha Summary
- Cesar Rocha, based in Wilmington, DE, US, is currently a Compliance at Column. Cesar Rocha brings experience from previous roles at JPMorgan Chase & Co., JPMorgan Chase and NYLIFE Securities LLC. Cesar Rocha holds a 2004 - 2008 Bachelor of Arts with Distinction in Psychology, Biology @ University of Delaware. With a robust skill set that includes Operations Management, Analytical Skills, Retirement, Asset Allocation, Investments and more. Cesar Rocha has 2 emails and 1 mobile phone numbers on RocketReach.
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