Cesar Rocha Email & Phone Number
Compliance @ Column
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Cesar Rocha Location
- Wilmington, DE, US
Cesar Rocha Work
- Compliance @ (December 2023 - Present)
- Vice President @ (February 2020 - December 2023)
- Senior Associate, Team Lead, Quality Assurance @ (November 2016 - February 2020)
- Business Analyst and Reporting Specialist @ (July 2014 - November 2016)
- Financial Services Professional @ NYLIFE Securities LLC (July 2013 - February 2014)
- Registered Representative @ Independence Wealth Strategies, an office of MetLife (June 2011 - July 2013)
- Manufacturing Technician III @ (January 2009 - June 2011)
Cesar Rocha Education
- University of Delaware
Bachelor of Arts with Distinction (Psychology, Biology)
2004-2008 - George School
H.S. Diploma (General Studies)
2000-2004
Cesar Rocha Skills
- Operations Management
- Analytical Skills
- Retirement
- Asset Allocation
- Investments
- Insurance
- 401k Rollovers
- Asset Protection
- Protection Planning/Family Security
- Small Business
- Wealth Preservation Planning
- CAMS
- KYC
- Bank Secrecy Act
- Anti Money Laundering
- Quality Assurance
- Leadership
Cesar Rocha Summary
- Cesar Rocha, based in Wilmington, DE, US, is currently a Compliance at Column. Cesar Rocha brings experience from previous roles at JPMorgan Chase & Co., JPMorgan Chase and NYLIFE Securities LLC. Cesar Rocha holds a 2004 - 2008 Bachelor of Arts with Distinction in Psychology, Biology @ University of Delaware. With a robust skill set that includes Operations Management, Analytical Skills, Retirement, Asset Allocation, Investments and more. Cesar Rocha has 2 emails and 1 mobile phone numbers on RocketReach.
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