Catherine Gloner Email & Phone Number
Director of Fund and Adviser Compliance @ Constellation Insurance, Inc.
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Catherine Gloner Location
- Independence, MO, US
Catherine Gloner Work
- Director of Fund and Adviser Compliance @ (March 2026 - Present)
- Associate Chief Compliance Officer @ (July 2023 - November 2025)
- Director Of Compliance @ (July 2022 - July 2023)
- Compliance Manager @ (August 2021 - July 2022)
- Compliance Officer @ (May 2016 - August 2021)
- Sr. Compliance Analyst @ The Mutual Fund Store (April 2015 - May 2016)
- Sr. Compliance Officer @ (October 2013 - April 2015)
- Institutional Compliance Specialist @ (January 2012 - October 2013)
- Compliance Officer @ (January 2006 - October 2011)
- Employee Benefit Accountant @ (May 2000 - February 2004)
- Mutual Fund Rep and Reconciliation @ (June 1996 - April 2000)
Catherine Gloner Education
- Keller Graduate School of Management of DeVry University
Master of Accounting and Financial Management (Accounting with a Fraud Emphasis)
2004-2006 - UMKC
Bachelor of Science (B.S.) (Accounting)
Catherine Gloner Skills
- AML
- Code of Ethics
- Compliance Training
- Equities
- Financial Risk
- Hedge Funds
- Investment Advisory
- Investment Advisory Services
- Investments
- Mutual Funds
- OFAC
- RIA
- Risk Assessment
- Securities
- Securities Regulation
- Series 6
- USA PATRIOT Act
- Training
- Project Management
- Business Analysis
- SQL
- Microsoft Word
- Strategic Planning
Catherine Gloner Summary
- Catherine Gloner, based in Independence, MO, US, is currently a Director of Fund and Adviser Compliance at Constellation Insurance, Inc.. Catherine Gloner brings experience from previous roles at Penn Mutual Asset Management, LLC and Ivy Investments. Catherine Gloner holds a 2004 - 2006 Master of Accounting and Financial Management in Accounting with a Fraud Emphasis @ Keller Graduate School of Management of DeVry University. With a robust skill set that includes AML, Code of Ethics, Compliance Training, Equities, Financial Risk and more. Catherine Gloner has 3 emails and 3 mobile phone numbers on RocketReach.
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