Catherine Farley Email & Phone Number

Chief Strategy Officer (CSO) @ High Meadow Solutions

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Catherine Farley Location

Carmel, IN, US

Catherine Farley Work

2026 -now Chief Strategy Officer (CSO) @
2025 -now Chief Executive Officer @
2022 -2024 Chief Administrative Officer (CAO) and Chief Financial Officer (CFO) @
2021 -2022 Chief Finacial Officer and Chief Compliance Officer @
2020 -2021 Chief Financial Officer @
2013 -2020 EVP - Chief Operating Officer and Chief Compliance Officer @ OBS Financial Services, Inc. (Acquired by AssetMark Financial Services)
2013 -2014 EVP, Chief Operating Officer and Chief Compliance Officer @ OBS Brokerage Services, Inc. (Closed the Broker-Dealer)
2006 -2012 Chief Financial Officer @
2004 -2006 Director of HR @
2002 -2003 Chief Financial Officer @ H&R Block Financial Advisors (formerly Olde Discount Brokerage) (now part of Ame

Catherine Farley Education

The Wharton School
SIFMA Business (Executive Education - Leadership)
2011-2014
Northwestern University - Kellogg School of Management
Executive Certification (AI for Business Transformation)
2025
2023
Certificate in Disney's Approach to Quality Client Service
University of Michigan - Stephen M. Ross School of Business
Bachelor's degree (Accounting)

Catherine Farley Skills

Finance
Financial Analysis
Investments
Mergers & Acquisitions
Financial Modeling
Risk Management
Equities
Due Diligence
Executive Management
Strategy
Accounting
Internal Controls
Process Improvement
Series 7
Business Process Improvement
Strategic Planning
Asset Management
Strategic Financial Planning
Financial Reporting
Budgets
Mergers
Start-ups
Business Strategy
FINRA
Hedge Funds
Financial Planning
Human Resources
Wealth Management
Operations Management
Series 65
Cash Management
Recruiting
Broker-Dealer Operations
Cash Flow
Registered Investment Advisor
Turn Around Management
General Securities Registered Representative
Start-up Environment
Broker-Dealer Compliance
24 Licenses
Series 27
FINOP
Regulatory Examinations
General Securities Principal
Asset Managment
Compliance RIA
Salesforce.com
Black Diamond System
Budgeting
Microsoft Dynamics
Series 53
Series 55
Financial Advisory
SEC
Eos
Consulting
Stock Exchange
Nasd
Sales
Brokerage
Manages
Fee
Fortune 500
Start Up Environment
Financial Regulation
Full Service
Entrepreneurship
Directs
Organizational Structure
Management
Revenue
Design
Financial Statements
Broker Dealer
Inventory Management
Security
Drilling
Integration
Metrics
Investment Management
Hiring
Clearing
Auditing
Chain
Monitors
Compilation
Financials
Philadelphia
Service Bureau
Press Releases
Strategic Initiatives
System
Ultimate
Engagements
Asset Allocation
Reports
Nyse
Investment Advisory
Broker Dealer Compliance
Balance Sheet
Inventory
Financial Accounting
Consolidation
Corporate Integration
Diligent
Deloitte
Training
Traders
Bankruptcy
Bonuses
Corporate Performance
Performance Reporting
Reporting
Capital
Loans
Payroll
Board of Directors
Controller
Analysis
Executive Coaching
Cost Reduction
P&l
Financial Systems
Cost Allocation
Information Technology
Inactive
R
CPA
Fixed Income
Yahoo
Retail
Advent
Operating Systems
Bill Paying
Business Development
Home
Broker Dealer Operations
Business Operations
Regulatory Reporting
Operations
Metric Reporting
Nursery
Risk Assessment
Change Management
Project Implementation
Executive Team
10q
Project
Software Lifecycle
Golang
Responsibility
Internal Audit
Financial Operations
System Conversion
Policies and Procedures
Regulations
Meaningful
Google Groups
Regulatory Operations
History
Start Ups
New York
Reviews
Arbor
ADP Payroll
Concurrent
On Line
Compliance
Business Planning
Challenging Environment
Stocks
Ross
Financial Integration
Interviews
Compensation Planning
Discount
Invoicing
Decision Making
Back Office
Acquisition Integration
Risk
Trading
Filing
Mergers and Acquisitions
Office Operations
Securities
Dealers

Catherine Farley Summary

Catherine Farley, based in Carmel, IN, US, is currently a Chief Strategy Officer (CSO) at High Meadow Solutions. Catherine Farley brings experience from previous roles at FinServices C-Suite Solutions, LLC and Oxford Financial Group, Ltd.. Catherine Farley holds a 2011 - 2014 SIFMA Business in Executive Education - Leadership @ The Wharton School. With a robust skill set that includes Finance, Financial Analysis, Investments, Mergers & Acquisitions, Financial Modeling and more. Catherine Farley has 2 emails and 1 mobile phone numbers on RocketReach.