Casey Griffin Email & Phone Number
Chief Compliance Officer @ First Command Financial Services, Inc.
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Casey Griffin Location
- Texas, United States
Casey Griffin Work
- Chief Compliance Officer @ (November 2025 - Present)
- Chief Operating Officer @ (April 2021 - October 2025)
- Chief Compliance Officer @ Avantax Wealth Management℠ (September 2019 - April 2021)
- Chief Compliance Officer @ HD Vest Financial Services (October 2008 - September 2019)
- Compliance Manager @ HD Vest Financial Services (January 2006 - January 2008)
- Sales Supervision Manager @ HD Vest Financial Services (January 2003 - January 2006)
- Sales Supervisor @ HD Vest Financial Services (January 1999 - January 2003)
- Branch Examiner @ HD Vest Financial Services (January 1998 - January 1999)
Casey Griffin Education
- University of North Texas
Bachelor of Business Administration (BBA)
Casey Griffin Skills
- Budget Management
- Executive Management
- Leadership
- Management
- Operations Management
- RIA Compliance
- Regulatory Compliance
- Sales Supervision
- Strategic Planning
- Microsoft Office
- Training
- AML
- Broker Dealer
- Sales
- Anti Money Laundering
- FMCG
- Dangerous Drugs
- Regulatory Examinations
Casey Griffin Summary
- Casey Griffin, based in Texas, United States, is currently a Chief Compliance Officer at First Command Financial Services, Inc.. Casey Griffin brings experience from previous roles at Farpointe Wealth Partners, LLC, Avantax Wealth Management℠ and HD Vest Financial Services. Casey Griffin holds a Bachelor of Business Administration (BBA) @ University of North Texas. With a robust skill set that includes Budget Management, Executive Management, Leadership, Management, Operations Management and more. Casey Griffin has 1 emails and 2 mobile phone numbers on RocketReach.
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