Carol Weiss Email & Phone Number
Chief Compliance Officer @ KWK Management, LLC / KWK Partners, LP
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Carol Weiss Location
- Houston, TX, US
Carol Weiss Work
- Chief Compliance Officer @ (January 2005 - Present)
- Chief Compliance Officer @ Shoreline Trading Group LLC (January 2005 - March 2013)
Carol Weiss Education
- Cal State Fullerton, College of Business and Economics
Bachelor of Science (BS) (Business Administration, Finance)
Carol Weiss Skills
- FINRA
- Series 24
- Securities
- Hedge Funds
- Series 7
- AML
- Securities Regulation
- Series 63
- Alternative Investments
- SEC
- Equities
- Investment Advisory
- Equity Trading
- Wealth Management
- Broker-Dealer
- ETFs
- Investment Management
- Electronic Trading
- Trading Systems
- Bloomberg
- Financial Markets
- Mutual Funds
- Series 65
- Proprietary Trading
- Prime Brokerage
- Broker Dealer
Carol Weiss Summary
- Carol Weiss, based in Houston, TX, US, is currently a Chief Compliance Officer at KWK Management LLC. Carol Weiss brings experience from previous roles at Shoreline Trading Group LLC. Carol Weiss holds a Bachelor of Science (BS) in Business Administration, Finance @ Cal State Fullerton, College of Business and Economics. With a robust skill set that includes FINRA, Series 24, Securities, Hedge Funds, Series 7 and more. Carol Weiss has 2 emails and 2 mobile phone numbers on RocketReach.
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