Carol Li Email
Head of Regulatory Compliance IWPB Asia Pacific and Compliance Risk Oversight Hong Kong @ HSBC
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Carol Li Location
- Hong Kong
Carol Li Work
- 2025 -now Head of Regulatory Compliance IWPB Asia Pacific and Compliance Risk Oversight Hong Kong @
- 2024 -now Chief Compliance Officer HK and Macau and Head of Regulatory Compliance WPB, Asia Pacific @
- 2022 -now Chief Compliance Officer, Hong Kong and Macau @
- 2020 -2022 Regional Head of Compliance Advisory, Wealth and Personal Banking, Asia Pacific @
- 2017 -2020 Regional Head of Regulatory Compliance, Private Banking, Asia Pacific @
- 2008 -2016 Regional Head of Regulatory Compliance and Financial Crime Compliance, Private Banking, Asia Pacific @
- 2006 -2008 Director, Wealth Management Compliance @
- 2003 -2006 Head of Compliance @
Carol Li Education
- Shanghai University of Finance and Economics
Master of Science (Economics)
2012-2014 - Shanghai University of Finance and Economics
Bachelors (Financial Engineering)
2007-2011
Carol Li Skills
- Private Banking
- Banking
- Risk Management
- Financial Services
- Investments
- Equities
- Financial Risk
- Wealth Management
- Regulatory Affairs
- Finance
- Financial Analysis
- Analytics
- Financial Modeling
- Portfolio Management
Carol Li Summary
- Carol Li, based in Hong Kong, is currently a Head of Regulatory Compliance IWPB Asia Pacific and Compliance Risk Oversight Hong Kong at HSBC. Carol Li brings experience from previous roles at HSBC. Carol Li holds a 2012 - 2014 Master of Science in Economics @ Shanghai University of Finance and Economics. With a robust skill set that includes Private Banking, Banking, Risk Management, Financial Services, Investments and more. Carol Li has 3 emails on RocketReach.
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