Carol Li Email
Head of Regulatory Compliance IWPB Asia Pacific and Compliance Risk Oversight Hong Kong @ HSBC
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Carol Li Location
- Hong Kong
Carol Li Work
- Head of Regulatory Compliance IWPB Asia Pacific and Compliance Risk Oversight Hong Kong @ (June 2025 - Present)
- Chief Compliance Officer HK and Macau and Head of Regulatory Compliance WPB, Asia Pacific @ (March 2024 - Present)
- Chief Compliance Officer, Hong Kong and Macau @ (January 2022 - Present)
- Regional Head of Compliance Advisory, Wealth and Personal Banking, Asia Pacific @ (August 2020 - January 2022)
- Regional Head of Regulatory Compliance, Private Banking, Asia Pacific @ (January 2017 - July 2020)
- Regional Head of Regulatory Compliance and Financial Crime Compliance, Private Banking, Asia Pacific @ (May 2008 - December 2016)
- Director, Wealth Management Compliance @ (March 2006 - May 2008)
- Head of Compliance @ (October 2003 - March 2006)
Carol Li Education
- Shanghai University of Finance and Economics
Master of Science (Economics)
2012-2014 - Shanghai University of Finance and Economics
Bachelors (Financial Engineering)
2007-2011
Carol Li Skills
- Private Banking
- Banking
- Risk Management
- Financial Services
- Investments
- Equities
- Financial Risk
- Wealth Management
- Regulatory Affairs
- Finance
- Financial Analysis
- Analytics
- Financial Modeling
- Portfolio Management
Carol Li Summary
- Carol Li, based in Hong Kong, is currently a Head of Regulatory Compliance IWPB Asia Pacific and Compliance Risk Oversight Hong Kong at HSBC. Carol Li brings experience from previous roles at HSBC. Carol Li holds a 2012 - 2014 Master of Science in Economics @ Shanghai University of Finance and Economics. With a robust skill set that includes Private Banking, Banking, Risk Management, Financial Services, Investments and more. Carol Li has 3 emails on RocketReach.
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