Carla Harris Email & Phone Number
Vice President, Senior Compliance Officer @ PIMCO
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Carla Harris Location
- San Diego, CA, US
Carla Harris Work
- Vice President, Senior Compliance Officer @ (August 2016 - Present)
- Senior Compliance Manager @ (April 2012 - August 2016)
- Assistant Vice President, Marketing Review Compliance Manager @ (November 1999 - March 2012)
Carla Harris Education
- Drake University
Bachelor of Science (Business Administration/Finance)
Carla Harris Skills
- Alternative Investments
- Closed-end Funds
- Commodity Pools
- Equities
- FINRA
- Fixed Income
- Hedge Funds
- Investment Advisers Act
- Investment Advisory
- Investment Company Act
- Investment Strategies
- Investments
- Mutual Funds
- Securities
- Separately Managed Accounts
- Series 24
- Series 3
- Series 3, 7, 24 & 63 FINRA Licenses
- Series 63
- Series 7
- Uniform Combined State Law
- 24 And 63
- Closed End Funds
- Portfolio Management
- Bloomberg
- 24 And 63 Finra Licenses
- Asset Managment
- Wealth Management
- Operations
- Marketing
- Uniform Combined State
- Separately Managed
Carla Harris Summary
- Carla Harris, based in San Diego, CA, US, is currently a Vice President, Senior Compliance Officer at PIMCO. Carla Harris brings experience from previous roles at Altegris Investments and Nuveen Investments. Carla Harris holds a Bachelor of Science in Business Administration/Finance @ Drake University. With a robust skill set that includes Alternative Investments, Closed-end Funds, Commodity Pools, Equities, FINRA and more. Carla Harris has 7 emails and 2 mobile phone numbers on RocketReach.
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