Cari Smith Email & Phone Number
Compliance Director @ Private Advisor Group
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Cari Smith Location
- Denver, CO, US
Cari Smith Work
- Compliance Director @ (October 2020 - Present)
- Director Of Compliance @ (May 2019 - September 2020)
- Principal Examiner @ (July 2005 - May 2019)
- Team Lead- Operations Services @ (September 2002 - June 2005)
- English Teacher at a Japanese High School @ (July 2000 - July 2002)
- Senior Service Center Specialist- Operations Services @ Linsco Private Ledger (name later changed to LPL Financial) (April 1997 - June 2000)
Cari Smith Education
- Sorbonne Université
(International Business)
1996-1996 - Point Loma Nazarene University
(Business Administration)
1992-1996 - Grossmont High School
Cari Smith Skills
- Financial Services
- Project Management
- Risk Management
- Investments
- Team Building
Cari Smith Summary
- Cari Smith, based in Denver, CO, US, is currently a Compliance Director at Private Advisor Group. Cari Smith brings experience from previous roles at Western Wealth Advisors LLC, LPL Financial and JET Programme. Cari Smith holds a 1996 - 1996 Sorbonne Université. With a robust skill set that includes Financial Services, Project Management, Risk Management, Investments, Team Building and more. Cari Smith has 3 emails and 1 mobile phone numbers on RocketReach.
Looking for a different Cari Smith?
Find contact details for 700 million professionals.
Top Private Advisor Group Employees
Adam Schorr
Chief Financial Officer
Charlotte, NC, US
David Cariani
Advanced Wealth Advisory
San Diego, CA, US
John Murphy
Financial Advisor
New York, NY, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co