Cari Smith Email & Phone Number
Compliance Director @ Private Advisor Group
5 free lookup(s). No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Cari Smith Location
- Denver, CO, US
Cari Smith Work
- 2020 -now Compliance Director @
- 2019 -2020 Director Of Compliance @
- 2005 -2019 Principal Examiner @
- 2002 -2005 Team Lead- Operations Services @
- 2000 -2002 English Teacher at a Japanese High School @
- 1997 -2000 Senior Service Center Specialist- Operations Services @ Linsco Private Ledger (name later changed to LPL Financial)
Cari Smith Education
- Sorbonne Université
(International Business)
1996-1996 - Point Loma Nazarene University
(Business Administration)
1992-1996 - Grossmont High School
Cari Smith Skills
- Financial Services
- Project Management
- Risk Management
- Investments
- Team Building
Cari Smith Summary
- Cari Smith, based in Denver, CO, US, is currently a Compliance Director at Private Advisor Group. Cari Smith brings experience from previous roles at Western Wealth Advisors LLC, LPL Financial and JET Programme. Cari Smith holds a 1996 - 1996 Sorbonne Université. With a robust skill set that includes Financial Services, Project Management, Risk Management, Investments, Team Building and more. Cari Smith has 4 emails and 1 mobile phone numbers on RocketReach.
Looking for a different Cari Smith?
Find contact details for 700 million professionals.
Others Named Cari Smith
Cari Smith
Director Of Payroll
Las Vegas, NV, US
Cari Smith
Operations at Casey Lesher Group
Newport Beach, CA, US
Cari Smith
Marketing Coordinator
Los Angeles, California, United States
Cari Smith
Charge Nurse
Anchorage, AK, US
Cari Smith
Senior Associate
Dallas, TX, US
Top Private Advisor Group Employees
Kelly Coulter
Head of Marketing
Phoenix, AZ, US
Daniel Johnson
Director of Advisor Strategy
Charlotte, NC, US
Petra Barone
Head of Finance
Morristown, NJ, US
Patrick Sullivan
Executive Officer
Morristown, NJ, US
James Galbraith
Financial Advisor
Morristown, NJ, US
Kyle Colwell
Financial Advisor
Morristown, NJ, US
Richard Summers
Financial Advisor
Bernardsville, NJ, US
Cari Smith
Compliance Director
Denver, CO, US
G2 Crowd Trusted
300K+ Plugin Users
© 2026 RocketReach.co