Cari Smith Email & Phone Number

Compliance Director @ Private Advisor Group

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Cari Smith Location

Denver, CO, US

Cari Smith Work

2020 - now Compliance Director @ Private Advisor Group
2019 - 2020 Director Of Compliance @ Western Wealth Advisors LLC
2005 - 2019 Principal Examiner @ LPL Financial
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2002 - 2005 Team Lead- Operations Services @ LPL Financial
2000 - 2002 English Teacher at a Japanese High School @ Japan Exchange and Teaching Program(me) (JET)
1997 - 2000 Senior Service Center Specialist- Operations Services @ Linsco Private Ledger (name later changed to LPL Financial)

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Cari Smith Education

Sorbonne Université
(International Business)
1996 - 1996
Point Loma Nazarene University
(Business Administration)
1992 - 1996
Grossmont High School

Cari Smith Skills

Financial Services
Project Management
Risk Management

Investments
Team Building

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Cari Smith Summary

Cari Smith, based in Denver, CO, US, is currently a Compliance Director at Private Advisor Group. Cari Smith brings experience from previous roles at Western Wealth Advisors LLC, LPL Financial and JET Programme. Cari Smith holds a 1996 - 1996 Sorbonne Université. With a robust skill set that includes Financial Services, Project Management, Risk Management, Investments, Team Building and more. Cari Smith has 4 emails and 1 mobile phone numbers on RocketReach.

Cari Smith Emails

Found 4 emails

Cari Smith Phone Numbers

Found 6 phone numbers

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