2019 -
now Regulatory and Compliance Consultant @ CKG Consulting Services
2012 -
now Senior counsel @ The royal bank of Scotland
2005 -
now Senior Counsel @
2005 -
2009 Assistant General Counsel @ Greenwich Capital Markets
2001 -
2005 Senior Counsel @ U.S. Securities and Exchange Commission
Cara Gately Education
St. John's University School of Law
Doctor of Law (J.D.)
1998
-
2001
Providence College
Bachelor's degree (Political Science)
1992
-
1996
Cara Gately Skills
Securities Regulation
Securities
AML
Dodd-Frank
Securities Litigation
Corporate Governance
Internal Investigations
Capital Markets
Hedge Funds
Due Diligence
Litigation
Financial Regulation
FINRA
OFAC
Structured Finance
Derivatives
Fixed Income
Structured Products
Investment Banking
KYC
Equities
Legal Compliance
Broker-Dealer
Swaps
Financial Services
USA PATRIOT Act
Financial Risk
Operational Risk
Credit Derivatives
Risk Management
Financial Markets
Trading
Commercial Litigation
Legal Advice
Anti Money Laundering
Banking Law
Management
Corporate Law
Anti-corruption
Internal Controls
Reputational Risk
Management Of Outside Counsel
Investment Management
Remediation
Legal Research
Legal Writing
Privacy Compliance
Cara Gately Summary
Cara Gately, based in New York, NY, US, is currently a Commissioner at Town Of Darien. Cara Gately brings experience from previous roles at CKG Consulting Services, The royal bank of Scotland, RBS Global Banking & Markets and Greenwich Capital Markets. Cara Gately holds a 1998 - 2001 Doctor of Law (J.D.) @ St. John's University School of Law. With a robust skill set that includes Securities Regulation, Securities, AML, Dodd-Frank, Securities Litigation and more. Cara Gately has 4 emails and 2 mobile phone numbers on RocketReach.
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