Brooke Barry Email & Phone Number
Managing Director ~ WIM Communications Surveillance Leader @ Wells Fargo
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Brooke Barry Location
- St. Louis, MO, US
Brooke Barry Work
- Managing Director ~ WIM Communications Surveillance Leader @ (April 2026 - Present)
- Managing Director, WIM Digital and Direct Investing Portfolio Director @ (July 2025 - March 2026)
- Managing Director, WIM eCommunications Implementation @ (April 2024 - June 2025)
- Compliance Program Office, Senior Vice President @ (June 2019 - March 2024)
- Chief Operating Officer and Senior Vice President, WFA Compliance @ (December 2015 - May 2019)
- Chief Operating Officer and Vice President, Retail Compliance @ (October 2012 - November 2015)
- Retail Compliance Senior Project Manager, Vice President @ (December 2009 - September 2012)
- Internal Controls Project Manager, Vice President @ (April 2008 - December 2009)
- Supervisory Internal Controls Associate @ (May 2005 - March 2008)
- Fixed Income Trader @ (February 2000 - April 2005)
Brooke Barry Education
- Truman State University
Bachelor of Arts (Political Science)
Brooke Barry Skills
- Risk Appetite
- Attention to Detail
- Planning & Scheduling
- Regulatory Requirements
- Communication
- Regulatory Reporting
- Compliance Oversight
- Strategic Planning
- Process Improvement
- Project Management
- Business Strategy
- Analytical Skills
- Investments
- Bloomberg
- LexisNexis
- Leadership
- Management
- Live Meeting
- Documentum
- Finra
- BETA Back Office
- BCI P&P Platform
- Reporting
- Staffing Plans
- Program Management
- Vendor Management
- Services
- Regulatory Risk
- Business Integration
- Compliance
- Business Analysis
- Financial Services
- Integration
- Risk Management
- Training
- Regulatory
- Program Administration
- Nyse Electronic Filing Platform [Efp]
- Decision Software Trading System [Dsts]
- Brass
- Certus
- Webcrd
Brooke Barry Summary
- Brooke Barry, based in St. Louis, MO, US, is currently a Managing Director ~ WIM Communications Surveillance Leader at Wells Fargo. Brooke Barry brings experience from previous roles at Wells Fargo Advisors. Brooke Barry holds a Bachelor of Arts in Political Science @ Truman State University. With a robust skill set that includes Risk Appetite, Attention to Detail, Planning & Scheduling, Regulatory Requirements, Communication and more. Brooke Barry has 3 emails and 1 mobile phone numbers on RocketReach.
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