Brooke Barry Email & Phone Number
Managing Director ~ WIM Communications Surveillance Leader @ Wells Fargo
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Brooke Barry Location
- St. Louis, MO, US
Brooke Barry Work
- 2026 -now Managing Director ~ WIM Communications Surveillance Leader @
- 2025 -2026 Managing Director, WIM Digital and Direct Investing Portfolio Director @
- 2024 -2025 Managing Director, WIM eCommunications Implementation @
- 2019 -2024 Compliance Program Office, Senior Vice President @
- 2015 -2019 Chief Operating Officer and Senior Vice President, WFA Compliance @
- 2012 -2015 Chief Operating Officer and Vice President, Retail Compliance @
- 2009 -2012 Retail Compliance Senior Project Manager, Vice President @
- 2008 -2009 Internal Controls Project Manager, Vice President @
- 2005 -2008 Supervisory Internal Controls Associate @
- 2000 -2005 Fixed Income Trader @
Brooke Barry Education
- Truman State University
Bachelor of Arts (Political Science)
Brooke Barry Skills
- Risk Appetite
- Attention to Detail
- Planning & Scheduling
- Regulatory Requirements
- Communication
- Regulatory Reporting
- Compliance Oversight
- Strategic Planning
- Process Improvement
- Project Management
- Business Strategy
- Analytical Skills
- Investments
- Bloomberg
- LexisNexis
- Leadership
- Management
- Live Meeting
- Documentum
- Finra
- BETA Back Office
- BCI P&P Platform
- Reporting
- Staffing Plans
- Program Management
- Vendor Management
- Services
- Regulatory Risk
- Business Integration
- Compliance
- Business Analysis
- Financial Services
- Integration
- Risk Management
- Training
- Regulatory
- Program Administration
- Nyse Electronic Filing Platform [Efp]
- Decision Software Trading System [Dsts]
- Brass
- Certus
- Webcrd
Brooke Barry Summary
- Brooke Barry, based in St. Louis, MO, US, is currently a Managing Director ~ WIM Communications Surveillance Leader at Wells Fargo. Brooke Barry brings experience from previous roles at Wells Fargo Advisors. Brooke Barry holds a Bachelor of Arts in Political Science @ Truman State University. With a robust skill set that includes Risk Appetite, Attention to Detail, Planning & Scheduling, Regulatory Requirements, Communication and more. Brooke Barry has 3 emails and 1 mobile phone numbers on RocketReach.
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