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Brock Marshall Location
South Jordan, UT, US
Brock Marshall Work
Vice President - Exam Management @ (June 2020 - Present)
Vice President - Compliance and Analytic Center of Excellence Audit Leader @ (September 2019 - June 2020)
Vice President - Audit Leader, Regulatory Compliance @ (April 2014 - September 2019)
Internal Audit Director @ (September 2010 - April 2014)
Senior Auditor (Manager) @ (April 2006 - September 2010)
Staff Auditor @ (May 2004 - April 2006)
Analyst @ (June 1998 - May 2004)
Brock Marshall Education
University of Utah
Master of Business Administration
2006-2008
University of Utah
Bachelors (Finance)
1999-2003
Brock Marshall Skills
Anti Money Laundering
Auditing
Banking
Business Process Improvement
Certified Anti-Money Laundering Specialist
Certified Information Systems Auditor
Certified Internal Auditor
Certified Regulatory Compliance Manager
Credit Cards
Data Analytics
Enterprise Risk Management
Federal & State Regulatory Compliance
Finance
Financial Services
IT Audit
Information Security
Internal Audit
Internal Controls
KYC
Leadership
Management
Operational Risk
Operational Risk Management
Project Management
Regulatory Affairs
Regulatory Examinations
Regulatory Strategy Development
Regulatory Submissions
Risk Assessment
Risk Management
Sarbanes-Oxley Act
Brock Marshall Summary
Brock Marshall, based in South Jordan, UT, US, is currently a Vice President - Exam Management at American Express. Brock Marshall brings experience from previous roles at American Express. Brock Marshall holds a 2006 - 2008 Master of Business Administration @ University of Utah. With a robust skill set that includes Anti Money Laundering, Auditing, Banking, Business Process Improvement, Certified Anti-Money Laundering Specialist and more. Brock Marshall has 2 emails and 3 mobile phone numbers on RocketReach.
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