Brian Yu Email & Phone Number
Chief Compliance Officer @ Wealthspire Retirement Advisory
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Brian Yu Location
- Los Angeles, CA, US
Brian Yu Work
- Chief Compliance Officer @ (May 2023 - Present)
- Vice President, Head of Global Compliance Strategy @ (January 2020 - January 2023)
- Vice President, Compliance Strategy and Execution and Transformation @ (January 2016 - January 2020)
- Management Consultant (Regulatory and Compliance Practice) @ Gartland and Mellina Group - a SIA Partners Company (January 2014 - January 2016)
- Compliance Consultant @ (January 2008 - January 2011)
Brian Yu Education
- USC Marshall School of Business
Master of Business Administration (MBA)
2012-2014 - UCLA
Bachelor of Arts - BA (Economics)
- Beijing Normal University
Exchange Abroad Program
Brian Yu Skills
- Philanthropy
- SEC filings
- Investment Advisers Act
- Compliance Consulting
- Securities Regulation
- Private Equity
- Hedge Funds
- Microsoft Office
- Deltek
- FINRA
- Financial Modeling
- Securities
- Asset Management
- Venture Capital
- Equities
- Alternative Investments
- Due Diligence
- SEC
- Management
- Investments
- Risk Management
- Finance
- Portfolio Management
- Financial Analysis
- Analysis
- Strategy
- Data Analysis
- Valuation
- Leadership
- Strategic Planning
- Microsoft Word
- Customer Service
- JavaScript
- SQL
- Project Management
Brian Yu Summary
- Brian Yu, based in Los Angeles, CA, US, is currently a Chief Compliance Officer at Wealthspire Retirement Advisory. Brian Yu brings experience from previous roles at Prudential Financial, Credit Suisse, Gartland and Mellina Group - a SIA Partners Company and ACA Group. Brian Yu holds a 2012 - 2014 Master of Business Administration (MBA) @ USC Marshall School of Business. With a robust skill set that includes Philanthropy, SEC filings, Investment Advisers Act, Compliance Consulting, Securities Regulation and more. Brian Yu has 3 emails and 2 mobile phone numbers on RocketReach.
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