Brian Yu Email & Phone Number

Chief Compliance Officer @ Wealthspire Retirement Advisory

5 free lookup(s).

Brian Yu Location

Los Angeles, CA, US

Brian Yu Work

2020 - 2023 Vice President, Head of Global Compliance Strategy @ Prudential Financial
2023 - now Chief Compliance Officer @ Wealthspire Retirement Advisory
2014 - 2016 Management Consultant (Regulatory and Compliance Practice) @ Gartland and Mellina Group - a SIA Partners Company

2008 - 2011 Compliance Consultant @ ACA Compliance Group
2016 - 2020 Vice President, Compliance Strategy and Execution and Transformation @ Credit Suisse

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Brian Yu Education

University of Southern California - Marshall School of Business
Master of Business Administration (MBA)
2012 - 2014
University of California, Los Angeles
Bachelor of Arts - BA (Economics)
Beijing Normal University
Exchange Abroad Program

Brian Yu Skills

Philanthropy
SEC filings
Investment Advisers Act

Compliance Consulting
Securities Regulation
Private Equity
Hedge Funds
Microsoft Office
Deltek
FINRA

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Brian Yu Summary

Brian Yu, based in Los Angeles, CA, US, is currently a Chief Compliance Officer at Wealthspire Retirement Advisory. Brian Yu brings experience from previous roles at Prudential Financial, Gartland and Mellina Group - a SIA Partners Company, ACA Group and Credit Suisse. Brian Yu holds a 2012 - 2014 Master of Business Administration (MBA) @ University of Southern California - Marshall School of Business. With a robust skill set that includes Philanthropy, SEC filings, Investment Advisers Act, Compliance Consulting, Securities Regulation and more. Brian Yu has 2 emails and 2 mobile phone numbers on RocketReach.

Brian Yu Emails

Found 2 emails

Brian Yu Phone Numbers

Found 3 phone numbers

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