Chief Legal Officer and Chief Compliance Officer @ SQM Frontier Management, LP (October 2018 - December 2020)
Founder and Chief Compliance Officer @ (February 2016 - October 2018)
General Counsel and Chief Compliance Officer @ (January 2005 - January 2016)
Corporate Associate @ (May 2002 - January 2005)
Corporate Associate @ (September 1999 - May 2002)
Vice President - Compliance @ (November 1996 - April 1999)
Brian Walker Education
Suffolk University Law School
JD
1995-1999
Virginia Tech
BS (Finance)
1986-1990
Brian Walker Skills
Private Equity
Equities
Securities Regulation
Due Diligence
Hedge Funds
Investments
Securities
Corporate Governance
Investment Management
Mergers & Acquisitions
Emerging Markets
FINRA
Corporate Law
Broker-Dealer
Alternative Investments
Asset Management
Management
Capital Markets
SEC
Broker Dealer
Business Development
Mergers and Acquisitions
Sales Management
Strategic Planning
Microsoft Excel
Brian Walker Summary
Brian Walker, based in Washington, DC, US, is currently a Chief Legal Officer and Chief Compliance Officer at Marshfield Associates. Brian Walker brings experience from previous roles at SQM Frontier Management, LP, Symphonic Alternative Investments LP, Ashmore Equities Investment Management (US) LLC and Morgan, Lewis & Bockius LLP. Brian Walker holds a 1995 - 1999 JD @ Suffolk University Law School. With a robust skill set that includes Private Equity, Equities, Securities Regulation, Due Diligence, Hedge Funds and more. Brian Walker has 3 emails and 1 mobile phone numbers on RocketReach.
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