Brian Walker Email & Phone Number
Chief Legal Officer and Chief Compliance Officer @ Marshfield Associates
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Brian Walker Location
- Washington, DC, US
Brian Walker Work
- Chief Legal Officer and Chief Compliance Officer @ (October 2021 - Present)
- Chief Legal Officer and Chief Compliance Officer @ SQM Frontier Management, LP (October 2018 - December 2020)
- Founder and Chief Compliance Officer @ (February 2016 - October 2018)
- General Counsel and Chief Compliance Officer @ (January 2005 - January 2016)
- Corporate Associate @ (May 2002 - January 2005)
- Corporate Associate @ (September 1999 - May 2002)
- Vice President - Compliance @ (November 1996 - April 1999)
Brian Walker Education
- Suffolk University Law School
JD
1995-1999 - Virginia Tech
BS (Finance)
1986-1990
Brian Walker Skills
- Alternative Investments
- Anti Money Laundering
- Asset Management
- Broker-Dealer
- Capital Markets
- Compliance Management
- Corporate Governance
- Corporate Law
- Due Diligence
- Emerging Markets
- Equities
- Equity Valuation
- FINRA
- Financial Services
- Hedge Funds
- Investment Advisory
- Investment Advisory Services
- Investment Management
- Investment Strategies
- Investments
- Leadership
- Legal Advice
- Legal Compliance
- Legal Contract Review
- Legal Writing
- Management
- Mergers & Acquisitions
- Mutual Funds
- Policies & Procedures
- Private Equity
- Regulatory Compliance
- Risk Assessment
- Risk Management
- SEC
- Securities
- Securities Regulation
- Strategic Planning
- Trade Compliance
- Broker Dealer
- Business Development
- Mergers and Acquisitions
- Sales Management
- Microsoft Excel
Brian Walker Summary
- Brian Walker, based in Washington, DC, US, is currently a Chief Legal Officer and Chief Compliance Officer at Marshfield Associates. Brian Walker brings experience from previous roles at SQM Frontier Management, LP, Symphonic Alternative Investments LP, Ashmore Equities Investment Management (US) LLC and Morgan, Lewis & Bockius LLP. Brian Walker holds a 1995 - 1999 JD @ Suffolk University Law School. With a robust skill set that includes Alternative Investments, Anti Money Laundering, Asset Management, Broker-Dealer, Capital Markets and more. Brian Walker has 3 emails and 1 mobile phone numbers on RocketReach.
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Top Marshfield Associates Employees
Chad Goldberg
Principal
Washington, DC, US
Judy Becker
Principal
Washington, DC, US
Carolyn Miller
Principal Emerita
Washington, DC, US
Cole Kendall
Chief Economist
Washington, DC, US
Andrew Clark
Manager, Business Development
Washington, DC, US
Brian Walker
Chief Legal Officer and Chief Compliance Officer
Washington, DC, US
Evon Williams
Office Administrator
Temple Hills, MD, US
Richard Seaton
Director of Business Development
Washington, DC, US
Bill Stott
Principal
Washington, DC, US
Rynnie Cotter
Associate Director of Marketing
Bethesda, MD, US
Emmanuel Sema
IT Systems Engineer
Arlington, VA, US
William McGregor
Investment Research Team
United States
Ali Ahmad
Research Associate
Washington, DC, US
Kevin Polanish
Research Associate
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