Brian Thomson's Location
Logan, UT, US
Brian Thomson's Work
- Principal | Compliance @ Berthel Fisher Companies
- Compliance Analyst | Supervision - Compliance, Legal, and Risk @ LPL Financial
- Advisory Supervisor | Sales Supervision @ Cetera Financial Group
- Director, Advertising Compliance | Registered Principal @ Ivy Investments
- Ad Review Principal | Variable Annuities and Funds @ Pacific Life
- Compliance Analyst and Principal | Advertising Review @ Cetera Financial Group
- Compliance Analyst and Principal | Marketing Review @ Financial Services Company
- Communications Manager | Investment Writer @ Financial Services Company
- Compliance Analyst | Mutual Fund Board Governance @ Financial Services Company
- Communications and Curriculum Manager @ Morgan Stanley
Brian Thomson's Education
- Utah State University
Bachelor Of Science (Finance)
Brian Thomson's Skills
- Portfolio Management
- Series 63
- Series
- Investments
- Marketing
- Communication
- Asset Management
- Finance
- Series 24
- Software
Brian Thomson's Summary
Brian Thomson, based in Logan, UT, US, is currently a Principal | Compliance at Berthel Fisher & Company Financial Services, Inc., bringing experience from previous roles at LPL Financial, Cetera Financial Group, Ivy Investments and Pacific Life. Brian Thomson holds a Bachelor Of Science in Finance @ Utah State University. With a robust skill set that includes Portfolio Management, Series 63, Series, Investments, Marketing and more, Brian Thomson contributes valuable insights to the industry. Brian Thomson has 2 emails on RocketReach.
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