Brian Sullivan Email & Phone Number
Executive Director | Client Segment Risk | Centralized @ Morgan Stanley
Brian Sullivan Location
New York, NY, US
Brian Sullivan Work
- 2020 - now Executive Director | Client Segment Risk | Centralized @ Morgan Stanley
- 2018 - now Executive Director | Field Risk and Supervision | Centralized @ Morgan Stanley
- 2016 - 2017 Vice President | Risk Management | Head of Annuities and Insurance CRU @ Morgan Stanley
- 2015 - 2015 AVP, Risk Manager of Annuities and Insurance CRU @ Morgan Stanley
- 2013 - 2014 AVP, Risk Principal of Annuities and Insurance CRU @ Morgan Stanley
- 2011 - 2012 Financial Services Representative and Investment Advisor Representative @ MetLife
- 2008 - 2011 Independent Compliance and Human Capital Consultant @ Independent Consulting Services & Hellman Electric Corp.
- 2005 - 2008 Chief Compliance Officer, Managing Director @ LaBranche & Co. Inc.
- 2001 - 2005 Senior Director of Compliance @ LaBranche & Co. LLC
- 1999 - 2001 Compliance Analyst and Compliance Officer @ LaBranche and Co. LLC
Brian Sullivan Education
- University of Pennsylvania - The Wharton School
CRCP (Regulatory Compliance & Securites Law)
2004 - 2006 - Manhattan University
MBA (Strategic Management)
1994 - 1999 - Manhattan University
Bachelor of Science (Finance)
1989 - 1993
Brian Sullivan Skills
- Series 63
- Securities
- Series 24
- AML
- Risk Management
- FINRA
- Series 7
- Equities
- Equity Trading
- Compliance
Brian Sullivan Summary
Brian Sullivan, based in New York, NY, US, is currently a Executive Director | Client Segment Risk | Centralized at Morgan Stanley. Brian Sullivan brings experience from previous roles at Morgan Stanley. Brian Sullivan holds a 2004 - 2006 CRCP in Regulatory Compliance & Securites Law @ University of Pennsylvania - The Wharton School. With a robust skill set that includes Series 63, Securities, Series 24, AML, Risk Management and more. Brian Sullivan has 2 emails and 1 mobile phone numbers on RocketReach.
5 free lookup(s).
No credit card required.
If you need more lookups,
subscriptions start at $34 USD/month.
Looking for a different Brian Sullivan?
Find contact details for 700 million professionals.
Others Named Brian Sullivan
Top Morgan Stanley Employees
-
Amanda Kan
Chief Operating Officer, U.S. Banks at Morgan Stanley
New York, NY, US24 -
John Ryan
President of US Banks at Morgan Stanley
New York, NY, US13 -
Deborah Benzel
COO, Global Marketing Strategy at Morgan Stanley
New York, NY, US15 -
22
-
Andy Plaisted
COO, Private Wealth Management at Morgan Stanley
New York, NY, US35+
How It Works
Get a Free Account
Sign up for a free account. No credit card required. Up to 5
free lookups.
Search the #1
Contact Database
Get contact details of over 700M profiles across 60M
companies – all with industry-leading accuracy. Sales and Recruiter users, try out our
Email Finder Extension.
Use our
AI-Powered
Email Finder
Find business and personal emails and mobile phone numbers
with exclusive coverage across niche job titles, industries, and more
for unparalleled targeting. Also
available via our
Contact Data API.
G2Crowd Trusted
300K+
Plugin Users
