Brian Smallhorn Email
Executive Director and Chief Compliance Officer @ Morgan Stanley Canada Limited
Brian Smallhorn's Location
Toronto, ON, CA
Brian Smallhorn's Work
- Executive Director and Chief Compliance Officer @ Morgan Stanley Canada Limited
- Chief Compliance Officer @ Merrill Lynch
Brian Smallhorn's Education
- McMaster University
B.A. (Economics, Psychology)
Brian Smallhorn's Skills
- Marketing Strategy
- Management
- Leadership
- Research
- Risk Management
- AML
- FINRA
- Investment Advisers Act
- OFAC
- Series 4
Brian Smallhorn's Summary
Brian Smallhorn, based in Toronto, ON, CA, is currently a Executive Director and Chief Compliance Officer at Morgan Stanley Canada Limited, bringing experience from previous roles at Merrill Lynch Canada Inc.. Brian Smallhorn holds a B.A. in Economics, Psychology @ McMaster University. With a robust skill set that includes Marketing Strategy, Management, Leadership, Research, Risk Management and more, Brian Smallhorn contributes valuable insights to the industry. Brian Smallhorn has 2 emails on RocketReach.
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