Brian McDonagh Email & Phone Number

Chief Compliance Officer and Chief Financial Officer @ Clarksons Securities AS

View Brian's Email & Phone Number

5 free lookup(s). No credit card required.

If you need more lookups, subscriptions start at $34 USD/month.

Brian McDonagh Location

New York, NY, US

Brian McDonagh Work

Chief Compliance Officer and Chief Financial Officer @ (January 2022 - Present)
Chief Compliance Officer, Citizens Capital Markets, Inc. @ (January 2015 - January 2022)
Commercial Banking Compliance Director, Citizens Bank @ (January 2014 - January 2022)
Chief Compliance Officer @ (January 2013 - January 2014)
Chief Compliance Officer | Director of Regulatory Affairs | Chief Compliance Officer @ (January 2007 - January 2013)
Senior Regulatory Analyst @ NASD Amex Regulation (January 2005 - January 2007)
Associate Compliance Officer and Agency Trader @ (January 1998 - January 2005)

Brian McDonagh Education

Manhattanville University
Bachelor of Arts (Business Management)
SUNY Westchester Community College
Accounting Coursework

Brian McDonagh Skills

Compliance Management
Regulatory Compliance
Policy Development
Leadership
Employee Training
FINRA
U.S. Securities and Exchange Commission (SEC)
Auditing
Strategic Partnerships
Global Regulatory Compliance
Business Process Design
Financial Reporting
Internal Audits
Compliance Oversight
KYC Verification
Regulatory Submissions
Organizational Design
Operational Risk Management
Capital Markets
Equities
Securities
Due Diligence
Investment Banking
Trading
Investments
Corporate Finance
Series 7
Mergers & Acquisitions
Emerging Markets
Risk Management
Fixed Income
Options
Financial Markets
Business Strategy
Performance Management
Mergers & Acquisitions (M&A)
Securities Regulation
Team Leadership
Cross-functional Team Leadership
People Development
Compliance Program Management
Operational Control
Financial Regulation
Equity Capital Markets
ACT Reporting
AML & KYC
AML & Trade Surveillance Program Oversight
AML Compliance
AML Review
Agency Trading
Bank Regulatory Compliance
Best Execution
Books & Records
Broker-Dealer Compliance
Broker-Dealer Formation
CRD Management
Commercial Banking Compliance
Conflicts Clearance
Continuing Membership Application
Control Room
Cross-border Transactions
Enforcement Referrals
FINRA Examinations
Federal Reserve
Financial Sector Crisis Management
Firmwide Training
Independence
Information Barriers
Investment Banking Compliance
Investment Committee
M&A Advisory Services
M&A Integration
MSRB
Manipulative Trading
Net Capital & FOCUS Reporting
New Membership Application
OATS
Order Handling
Post Market Surveillance
Regulatory Examination Management
Regulatory Examinations
Regulatory Remediation
Research Supervision
Risk Assessment
SEC Rule 15a-6 & Cross-Border Chaperoning
SRO Experience
Sales & Trading Compliance
Trace
Volcker Rule
Wall Crossings
WebCRD
Written Supervisory Procedures

Brian McDonagh Summary

Brian McDonagh, based in New York, NY, US, is currently a Chief Compliance Officer and Chief Financial Officer at Clarksons Securities. Brian McDonagh brings experience from previous roles at Citizens Bank, N.A., Deloitte Corporate Finance NL and Gleacher & Company Securities, Inc.. Brian McDonagh holds a Bachelor of Arts in Business Management @ Manhattanville University. With a robust skill set that includes Compliance Management, Regulatory Compliance, Policy Development, Leadership, Employee Training and more. Brian McDonagh has 1 emails and 1 mobile phone numbers on RocketReach.