Brian McDonagh Email & Phone Number
Chief Compliance Officer and Chief Financial Officer
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Brian McDonagh Location
- Stamford, CT, US
Brian McDonagh Work
- Chief Compliance Officer and Chief Financial Officer @ Clarksons Securities (November 2022 - Present)
- SVP and Compliance Director - Citizens Capital Markets, Inc. (“CCMI”) @ (August 2015 - November 2022)
- Chief Compliance Officer - Commercial Banking @ (June 2014 - November 2022)
- Chief Compliance Officer @ (July 2013 - June 2014)
- Chief Compliance Officer @ (July 2010 - July 2013)
- Director of Regulatory Affairs (f and k and a Broadpoint Capital, Inc.) @ (April 2009 - July 2010)
- Chief Compliance Officer (f and k and a First Albany Capital, Inc.) @ (October 2007 - April 2009)
- Associate Vice President (First Albany Capital, Inc.) @ (June 2007 - October 2007)
- Senior Regulatory Analyst @ NASD Amex Regulation (June 2005 - June 2007)
- Associate Compliance Officer @ (March 2004 - June 2005)
- Agency Trader @ (September 1998 - March 2004)
Brian McDonagh Education
- Manhattanville College
Bachelor of Arts (B.A.) (Business Management)
1990-1994 - Westchester Community College
Bachelor of Arts - BA (Accounting)
Brian McDonagh Skills
- Compliance Management
- Regulatory Compliance
- Policy Development
- Leadership
- Employee Training
- FINRA
- U.S. Securities and Exchange Commission (SEC)
- Auditing
- Strategic Partnerships
- Global Regulatory Compliance
- Business Process Design
- Financial Reporting
- Internal Audits
- Compliance Oversight
- KYC Verification
- Regulatory Submissions
- Organizational Design
- Operational Risk Management
- Capital Markets
- Equities
- Securities
- Due Diligence
- Investment Banking
- Trading
- Investments
- Corporate Finance
- Series 7
- Mergers & Acquisitions
- Emerging Markets
- Risk Management
- Fixed Income
- Options
- Financial Markets
- Business Strategy
- Performance Management
- Mergers & Acquisitions (M&A)
- Securities Regulation
- Team Leadership
- Cross-functional Team Leadership
- People Development
- Compliance Program Management
- Operational Control
- Financial Regulation
- Equity Capital Markets
Brian McDonagh Summary
- Brian McDonagh, based in Stamford, CT, US, is currently a Chief Compliance Officer and Chief Financial Officer at Clarksons Securities. Brian McDonagh brings experience from previous roles at Citizens Bank, N.A., Deloitte Corporate Finance NL and Gleacher & Company Securities, Inc.. Brian McDonagh holds a 1990 - 1994 Bachelor of Arts (B.A.) in Business Management @ Manhattanville College. With a robust skill set that includes Compliance Management, Regulatory Compliance, Policy Development, Leadership, Employee Training and more. Brian McDonagh has 1 emails and 1 mobile phone numbers on RocketReach.
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