Brian McCormack Email & Phone Number
Sr. Principal Consultant @ ACA Compliance Group
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Brian McCormack Location
- Glen Allen, VA, US
Brian McCormack Work
- 2025 - now Sr. Principal Consultant @
- 2022 - 2024 Chief Compliance Officer @ Futu Clearing Inc
- 2021 - 2022 Chief Compliance Officer, Broker-Dealer Clearing Operations @
- 2009 - 2022 Senior Vice President and Chief Compliance Officer for a regional broker dealer @
- 2004 - 2009 Adjunct Professor @ University of Richmond Robins School of Business
- 1998 - 2009 Managing Director - Compliance Director @ First Clearing, LLC
- 1992 - 2009 Managing Director @
Brian McCormack Education
- University of Richmond
BA (Political Science)
1996 - 1999 - University of Richmond
MBA (Masters of Business Administration)
Brian McCormack Skills
- Alternative Investments
- Leadership
- Series 63
- Banking
- Anti Money Laundering
- Fixed Income
- Retirement Planning
- Portfolio Management
- Capital Markets
- Investments
- Financial Risk
- Finance
- Investment Advisory
- Financial Services
- Asset Managment
- Wealth Management
- Equities
- Mutual Funds
- AML
- FINRA
- Risk Management
- Asset Management
- Series 24
- Management
- Trading
- Series 65
- Series 7
- Securities
- Hedge Funds
- Investment Management
Brian McCormack Summary
- Brian McCormack, based in Glen Allen, VA, US, is currently a Sr. Principal Consultant at ACA Group. Brian McCormack brings experience from previous roles at Futu Clearing Inc, Alpaca, Davenport & Company LLC and University of Richmond Robins School of Business. Brian McCormack holds a 1996 - 1999 BA in Political Science @ University of Richmond. With a robust skill set that includes Alternative Investments, Leadership, Series 63, Banking, Anti Money Laundering and more. Brian McCormack has 3 emails and 1 mobile phone numbers on RocketReach.
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