2004 -2010 Head of Legal, Compliance and Risk Management-Americas @ Fortis Investments (formerly ABN AMRO Asset Mgt)
2004 -2007 General Counsel and Chief Compliance Officer @
2004 -2007 Senior Attorney @
1999 -2001 Associate Counsel @ State Farm
1998 -1999 Assoc Counsel @ Hartford Life
1996 -1998 Counsel @
1988 -1990 Accountant @ Comdisco
1979 -1983 student @ York High
Brian Lord Education
London School of Economics and Political Science
LLM (International Business Law)
1994-1995
Northern Illinois University
JD (Law)
1991-1994
Indiana University - Kelley School of Business
BS (Accounting)
1983-1987
York Community High School 1979-1983
Brian Lord Skills
Alternative Investments
Equities
Capital Markets
Investments
Risk Management
Asset Management
Anti Money Laundering
Finance
Compliance
Fixed Income
Investment Management
Investment Advisory
Institutional
Asset Managment
Mutual Funds
Securities
Hedge Funds
Corporate Governance
AML
Brian Lord Summary
Brian Lord, based in Elmhurst, IL, US, is currently a SVP and CCO-Fixed Income at Neuberger Berman. Brian Lord brings experience from previous roles at Fortis Investments (formerly ABN AMRO Asset Mgt), ABN AMRO Asset Management, LaSalle and State Farm. Brian Lord holds a 1994 - 1995 LLM in International Business Law @ London School of Economics and Political Science. With a robust skill set that includes Alternative Investments, Equities, Capital Markets, Investments, Risk Management and more. Brian Lord has 1 emails and 1 mobile phone numbers on RocketReach.
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