Brian King Email & Phone Number
Chief Compliance Officer - VP of Operations @ BlockFills
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Brian King Location
- Chicago, IL, US
Brian King Work
- Chief Compliance Officer - VP of Operations @ (July 2021 - Present)
- Independent Financial Services Consultant @ Self-employed (January 2015 - July 2021)
- VP Operations @ Direct FX Trading Pty Ltd. (April 2016 - October 2017)
- President @ AxiCorp USA (May 2012 - December 2014)
- Vice President - Global Foreign Exchange Sales @ Penson Worldwide, Inc. (February 2010 - May 2012)
- President @ ODL Securities, Inc (November 2005 - September 2009)
- Chicago Branch and Sales Manager @ GFT - Global Forex Trading (January 2004 - November 2005)
- Senior Consultant and Broker @ ZAP Futures / ZAP FX (October 1994 - January 2004)
- Enlisted @ United States Air Force Air National Guard (August 1987 - June 1998)
Brian King Education
- Southern Illinois University, Carbondale
BS ( Management)
Brian King Skills
- AML / KYC
- AML / KYC (BSA Compliance)
- Alternative Investments
- Anti-Money Laundering
- BSA/AML Compliance
- Blockchain
- Blockchain Governance
- Board & Regulator Relations
- Brokerage Operations
- Business Development
- Business Operations
- Business Planning
- Business Relationship Management
- Business Strategy
- CFTC
- Capital & Liquidity Management
- Compliance Program Design
- Compliance Program Development
- Consulting
- Corporate Governance
- Creative Problem Solving
- Cross-functional Team Leadership
- Crypto Market Regulation
- Cryptocurrency
- Customer Relationship Management (CRM)
- Customer Retention
- Derivatives Trading
- Digital Asset Compliance
- Electronic Trading Platforms
- Enterprise Risk Management
- Enterprise Risk Management (ERM)
- Executive Leadership
- Executive Management
- FX Trading
- FinTech
- Financial Markets
- Financial Services
- Financial Services Reg
- Financial Services Regulation
- Foreign Exchange (FX) Markets
- Forex Dealer Member (FDM) Oversight
- Futures
- Futures & Options
- Global Operations Management
- Institutional Client
- Institutional FX
- Institutional Sales
- International Business Development
- International Sales
- Investments
- Lead Generation
- Leadership
- Management
- Market Surveillance
- NFA Compliance
- Negotiation
- Net Capital Requirements
- OTC Derivatives
- Organizational Leadership
- P&L Management
- P&L Ownership
- Performance Management
- Prime Brokerage Relationships
- Problem Solving
- Process Improvement
- Project Management
- Regulatory Compliance
- Regulatory Examinations
- Regulatory Examinations & Audits
- Regulatory Reporting
- Regulatory Strategy
- Retail FX
- Revenue Generation
- Revenue Growth Strategy
- Risk & Compliance Strategy
- Risk Management
- Risk-Based Capital Frameworks
- Sales
- Sales Management
- Sales Operations
- Sales Presentations
- Sales Process
- Software as a Service (SaaS)
- Start-ups
- Strategic Partnerships
- Strategic Planning
- Strategic Sales
- Strategy
- Streamlining
- Team Building
- Team Motivation
- Trade Surveillance
- Trading
- Training
- Virtual Asset Service Provider (VASP) Oversight
- Virtual Currency
- Marketing Strategy
- Selling
- ERP
Brian King Summary
- Brian King, based in Chicago, IL, US, is currently a Chief Compliance Officer - VP of Operations at Blockfills. Brian King brings experience from previous roles at Self-employed, Direct FX Trading Pty Ltd., AxiCorp USA and Penson Worldwide, Inc.. Brian King holds a BS in Management @ Southern Illinois University, Carbondale. With a robust skill set that includes AML / KYC, AML / KYC (BSA Compliance), Alternative Investments, Anti-Money Laundering, BSA/AML Compliance and more. Brian King has 2 emails and 1 mobile phone numbers on RocketReach.
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