2004 -
2005 Corporate Vice President, Assistant Director of Compliance @
1995 -
2004 Vice President and Director @ DLJdirect/CSFBdirect/HARRISdirect
Brian Holmes Education
Manhattan University
Brian Holmes Skills
Alternative Investments
Enterprise Risk
Enterprise Risk Management
Third Party Vendor
SEC filings
Investment Advisers Act
Compliance
AML
Risk Assessment
Asset Management
Operational Risk
Corporate Governance
Operational Risk Management
Securities Exchange Act
ERISA
Due Diligence
Third Party Vendor Management
Trade Compliance
Securities Exchange Act of 1934
Hedge Funds
Equity Trading
Private Equity
Regulatory Examinations
Regulatory Compliance
Brian Holmes Summary
Brian Holmes, based in New York, NY, US, is currently a Chief Compliance Officer at PointState Capital LP. Brian Holmes brings experience from previous roles at Karsch Capital Management, LP, UBS and DLJdirect/CSFBdirect/HARRISdirect. Brian Holmes holds a Manhattan University. With a robust skill set that includes Alternative Investments, Enterprise Risk, Enterprise Risk Management, Third Party Vendor, SEC filings and more. Brian Holmes has 1 emails and 3 mobile phone numbers on RocketReach.
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