Brian Goldsmith Email & Phone Number
Chief Risk and Compliance Officer, Global Markets and AI Governance @ FNZ Group
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Brian Goldsmith Location
- Sydney, NSW, AU
Brian Goldsmith Work
- Chief Risk and Compliance Officer, Global Markets and AI Governance @ (June 2026 - Present)
- Chief Risk and Compliance Officer Global Markets @ (November 2025 - June 2026)
- Chief Legal, Risk and Compliance Officer, FNZ Markets APAC @ (April 2024 - December 2025)
- Head of Legal, Risk and Compliance - FNZ Securities @ (August 2021 - April 2024)
- Chairperson - Equities Compliance Committee @ (May 2017 - August 2021)
- Director of Compliance and Operational Risk (Markets) - Practising Solicitor @ (June 2016 - August 2021)
- Senior Lawyer (E*TRADE) @ (February 2015 - June 2016)
- Traded Products Lawyer @ (December 2012 - February 2015)
- Executive Director, Head of Legal and Compliance Asia Pacific @ (June 2008 - December 2012)
- Financial Services Lawyer @ FuturePlus Financial Services (October 2006 - June 2008)
- Executive Director, Head of Legal and Compliance @ Pacific General Securities Limited (January 2005 - October 2006)
- Tax Consultant @ KPMG Tax & Legal Services (February 2003 - December 2004)
- Paralegal and Legal Officer @ (July 2000 - February 2003)
Brian Goldsmith Education
- University of Sydney
LLM (Law)
- University of Newcastle
BCOMM & LLB (LAW AND COMMERCE)
- Kaplan Professional
Diploma Financial Services
Brian Goldsmith Skills
- Risk Management
- Securities
- Due Diligence
- Corporate Governance
- Equities
- Investments
- AML
- Derivatives
- Asset Managment
- Financial Services
- Hedge Funds
- Capital Markets
- Financial Risk
- Alternative Investments
- Asset Management
- Financial Markets
- Corporate Finance
- Corporate Law
- Financial Regulation
- Securities Regulation
- Anti Money Laundering
- Electronic Trading
- Fixed Income
- Legal Compliance
- Regulatory Compliance
- Operational Risk
- Securities Litigation
- Legal Writing
- Legal Advice
- Strategic Planning
- Strategy
- Microsoft Office
Brian Goldsmith Summary
- Brian Goldsmith, based in Sydney, NSW, AU, is currently a Chief Risk and Compliance Officer, Global Markets and AI Governance at FNZ. Brian Goldsmith brings experience from previous roles at FNZ and Australian Financial Markets Association. Brian Goldsmith holds a LLM in Law @ University of Sydney. With a robust skill set that includes Risk Management, Securities, Due Diligence, Corporate Governance, Equities and more. Brian Goldsmith has 2 emails and 1 mobile phone numbers on RocketReach.
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Top FNZ Group Employees
Alison McQuaker
Head of Procuremrnt and Supplier Management
Edinburgh, Scotland, GB
Tom Dorsky
Head of FNZ Trust Company | Board Director
Boston, MA, US
Chris McDonald
Head of Digital
Edinburgh, GB
Yong Li
Head of AI Engineering and Strategy
United Kingdom
Peter Carter
Head of Pensions
London, England, GB
Alexandra Ostler
VP Risk and Compliance
Tampa, FL, US
James Griffiths
Managing Director, FNZ Q-Hub
London, GB
Martin Bruce
Head of Legal, Commercial
Edinburgh, GB
Roman Regelman
Group President
New York, NY, US
Toby Blythen
CFO Technology, Operations and Delivery
Godalming, GB
Olivia Broderick
Group General Counsel
London, GB
Nicholas Ponniah
Head of Responsible AI
United Kingdom
Alasdair Munro
Chief Marketing and Communications Officer
Edinburgh, Scotland, GB
James Dunne
Chief Commercial Officer
London, GB
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