Brian Goldsmith Email & Phone Number
Chief Risk and Compliance Officer, Global Markets and AI Governance @ FNZ Group
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Brian Goldsmith Location
- Sydney, NSW, AU
Brian Goldsmith Work
- 2026 - now Chief Risk and Compliance Officer, Global Markets and AI Governance @
- 2025 - 2026 Chief Risk and Compliance Officer Global Markets @
- 2024 - 2025 Chief Legal, Risk and Compliance Officer, FNZ Markets APAC @
- 2021 - 2024 Head of Legal, Risk and Compliance - FNZ Securities @
- 2017 - 2021 Chairperson - Equities Compliance Committee @
- 2016 - 2021 Director of Compliance and Operational Risk (Markets) - Practising Solicitor @
- 2015 - 2016 Senior Lawyer (E*TRADE) @
- 2012 - 2015 Traded Products Lawyer @
- 2008 - 2012 Executive Director, Head of Legal and Compliance Asia Pacific @
- 2006 - 2008 Financial Services Lawyer @ FuturePlus Financial Services
- 2005 - 2006 Executive Director, Head of Legal and Compliance @ Pacific General Securities Limited
- 2003 - 2004 Tax Consultant @ KPMG Tax & Legal Services
- 2000 - 2003 Paralegal and Legal Officer @
Brian Goldsmith Education
- University of Sydney
LLM (Law)
- null
- Kaplan Professional
BCOMM & LLB, LAW AND COMMERCE
Brian Goldsmith Skills
- Risk Management
- Securities
- Due Diligence
- Corporate Governance
- Equities
- Investments
- AML
- Derivatives
- Asset Managment
- Financial Services
- Hedge Funds
- Capital Markets
- Financial Risk
- Alternative Investments
- Asset Management
- Financial Markets
- Corporate Finance
- Corporate Law
- Financial Regulation
- Securities Regulation
- Anti Money Laundering
- Electronic Trading
- Fixed Income
- Legal Compliance
- Regulatory Compliance
- Operational Risk
- Securities Litigation
- Legal Writing
- Legal Advice
- Strategic Planning
- Strategy
- Microsoft Office
Brian Goldsmith Summary
- Brian Goldsmith, based in Sydney, NSW, AU, is currently a Chief Risk and Compliance Officer, Global Markets and AI Governance at FNZ. Brian Goldsmith brings experience from previous roles at FNZ and Australian Financial Markets Association. Brian Goldsmith holds a LLM in Law @ University of Sydney. With a robust skill set that includes Risk Management, Securities, Due Diligence, Corporate Governance, Equities and more. Brian Goldsmith has 2 emails and 1 mobile phone numbers on RocketReach.
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London, GB
Martin Bruce
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Roman Regelman
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Toby Blythen
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Godalming, GB
Alasdair Munro
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