Brian Goldsmith Email & Phone Number
Chief Risk and Compliance Officer, Global Markets and AI Governance @ FNZ Group
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Brian Goldsmith Location
- Sydney, NSW, AU
Brian Goldsmith Work
- 2026 -now Chief Risk and Compliance Officer, Global Markets and AI Governance @
- 2025 -2026 Chief Risk and Compliance Officer Global Markets @
- 2024 -2025 Chief Legal, Risk and Compliance Officer, FNZ Markets APAC @
- 2021 -2024 Head of Legal, Risk and Compliance - FNZ Securities @
- 2017 -2021 Chairperson - Equities Compliance Committee @
- 2016 -2021 Director of Compliance and Operational Risk (Markets) - Practising Solicitor @
- 2015 -2016 Senior Lawyer (E*TRADE) @
- 2012 -2015 Traded Products Lawyer @
- 2008 -2012 Executive Director, Head of Legal and Compliance Asia Pacific @
- 2006 -2008 Financial Services Lawyer @ FuturePlus Financial Services
- 2005 -2006 Executive Director, Head of Legal and Compliance @ Pacific General Securities Limited
- 2003 -2004 Tax Consultant @ KPMG Tax & Legal Services
- 2000 -2003 Paralegal and Legal Officer @
Brian Goldsmith Education
- University of Sydney
LLM (Law)
- University of Newcastle
BCOMM & LLB (LAW AND COMMERCE)
- Kaplan Professional
Diploma Financial Services
Brian Goldsmith Skills
- Risk Management
- Securities
- Due Diligence
- Corporate Governance
- Equities
- Investments
- AML
- Derivatives
- Asset Managment
- Financial Services
- Hedge Funds
- Capital Markets
- Financial Risk
- Alternative Investments
- Asset Management
- Financial Markets
- Corporate Finance
- Corporate Law
- Financial Regulation
- Securities Regulation
- Anti Money Laundering
- Electronic Trading
- Fixed Income
- Legal Compliance
- Regulatory Compliance
- Operational Risk
- Securities Litigation
- Legal Writing
- Legal Advice
- Strategic Planning
- Strategy
- Microsoft Office
Brian Goldsmith Summary
- Brian Goldsmith, based in Sydney, NSW, AU, is currently a Chief Risk and Compliance Officer, Global Markets and AI Governance at FNZ. Brian Goldsmith brings experience from previous roles at FNZ, FNZ Group and Australian Financial Markets Association. Brian Goldsmith holds a LLM in Law @ University of Sydney. With a robust skill set that includes Risk Management, Securities, Due Diligence, Corporate Governance, Equities and more. Brian Goldsmith has 2 emails and 1 mobile phone numbers on RocketReach.
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