Brian Choy Email
Vice President, Legal and Compliance @ Morgan Stanley
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Brian Choy Location
- Richmond Hill, ON, CA
Brian Choy Work
- Vice President, Legal and Compliance @ (January 2019 - Present)
- Director, Legal and Compliance Division @ (April 2015 - January 2019)
- Senior Trading Conduct Examiner @ Investment Industry Organization of Canada (November 2007 - October 2014)
- Compliance Officer - Trade Desk Review @ Market Regulations Services (RS) (November 2007 - June 2008)
- Senior Compliance Officer @ (April 2007 - November 2007)
- Market Operations Specialist @ CNQ / Pure Trading (April 2006 - April 2007)
- Compliance Officer @ (February 2006 - April 2006)
- Trading Services Specialist @ (December 2003 - February 2006)
- Supervision - Online Trading @ RBC Action Direct (January 2000 - January 2001)
- RR @ CT Securities (January 1998 - January 2000)
Brian Choy Education
- U of T
BA
1992-1995 - University of Toronto
Bachelor of Arts (B.A.)
1992-1995
Brian Choy Skills
- Anti Money Laundering
- Asset Management
- Bloomberg
- CAMS
- Capital Markets
- Compliance
- Derivatives
- Electronic Trading
- Equities
- Equity Trading
- Financial Markets
- Financial Risk
- Financial Services
- Fixed Income
- Governance
- Hedge Funds
- Investments
- Market Data
- Mutual Funds
- Options
- Risk Management
- Securities
- Trading
- Trading Systems
Brian Choy Summary
- Brian Choy, based in Richmond Hill, ON, CA, is currently a Vice President, Legal and Compliance at Morgan Stanley Canada Limited. Brian Choy brings experience from previous roles at Morgan Stanley Canada Limited, Investment Industry Organization of Canada, Market Regulations Services (RS) and TD Asset Management USA. Brian Choy holds a 1992 - 1995 BA @ U of T. With a robust skill set that includes Anti Money Laundering, Asset Management, Bloomberg, CAMS, Capital Markets and more. Brian Choy has 1 emails on RocketReach.
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