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Brian Carlson Location
Novato, CA, US
Brian Carlson Work
Senior Vice President, Chief Compliance Officer and Head of Distribution @ (December 2013 - Present)
Senior Vice President - Head of Distribution @ (December 2013 - December 2013)
Principal @ Trivium Consultants (February 2011 - December 2013)
Senior Managing Director @ NRP Financial, Inc./NRP Advisors, Inc. (July 2007 - February 2011)
Executive Vice President @ National Retirement Partners, Inc. (March 2003 - July 2007)
Regional Vice President @ State Street Research Asset Management (February 2001 - March 2003)
Regional Vice President @ ING Group (August 1997 - February 2001)
Brian Carlson Education
University of the Pacific - McGeorge School of Law
Doctor of Jurisprudence (JD) (Business Law & Taxation)
1994-1997
University of Southern California
Bachelor of Arts (BA) (American History)
1990-1994
Brian Carlson Skills
Mutual Funds
Strategic Planning
Contract Management
Business Analysis
Retirement
Management Consulting
Project Implementation
Operational Due Diligence
Mergers & Acquisitions
Dissolution
Mergers and Acquisitions
Wealth Management
Investment Management
Brian Carlson Summary
Brian Carlson, based in Novato, CA, US, is currently a Senior Vice President, Chief Compliance Officer and Head of Distribution at Hennessy Advisors, Inc.. Brian Carlson brings experience from previous roles at Hennessy Funds, Trivium Consultants, NRP Financial, Inc./NRP Advisors, Inc. and National Retirement Partners, Inc.. Brian Carlson holds a 1994 - 1997 Doctor of Jurisprudence (JD) in Business Law & Taxation @ University of the Pacific - McGeorge School of Law. With a robust skill set that includes Mutual Funds, Strategic Planning, Contract Management, Business Analysis, Retirement and more. Brian Carlson has 2 emails and 3 mobile phone numbers on RocketReach.
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