Chief Compliance Officer, Chief Operating Officer @ SpeedRoute, LLC and tZERO ATS, LLC (September 2011 - June 2020)
Compliance- Electronic Trading Supervisor @ (June 2010 - September 2011)
Manager, Electronic Trade Support @ OES MarketGroup (January 2004 - June 2010)
Floor Manager Stock Execution, Philadelphia Stock Exchange @ Herzog Heine Geduld (January 1986 - January 2003)
Stock Execution @ (January 1991 - January 1995)
Stock Execution @ Pershing DLJ (January 1989 - June 1991)
Brian Capuano Education
Temple University
BS (Journalism)
1984-1988
Brian Capuano Skills
Series 7
Electronic Trading
Equities
Trading
Options
Financial Markets
Trading Systems
Trading Strategies
Equity Derivatives
Equity Trading
Derivatives
Securities
Series 24
Series 63
ETFs
Market Data
Low Latency
FINRA
Fixed Income
Hedge Funds
Commodity
Alternative Investments
Capital Markets
Microsoft Excel
Sales
Advertising
Photoshop
Microsoft Word
Graphic Design
Customer Service
Brian Capuano Summary
Brian Capuano, based in New York, NY, US, is currently a Chief Compliance Officer, Chief Operating Officer at Prometheum. Brian Capuano brings experience from previous roles at SpeedRoute, LLC and tZERO ATS, LLC, Rosenblatt Securities, OES MarketGroup and Herzog Heine Geduld. Brian Capuano holds a 1984 - 1988 BS in Journalism @ Temple University. With a robust skill set that includes Series 7, Electronic Trading, Equities, Trading, Options and more. Brian Capuano has 1 emails and 2 mobile phone numbers on RocketReach.
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