Brent Donovan Email & Phone Number
Director, Compliance @ VWG Wealth Management
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Brent Donovan Location
- La Cañada Flintridge, CA, US
Brent Donovan Work
- Director, Compliance @ (October 2023 - Present)
- Transaction Supervisor and OSJ Compliance Manager @ (December 2012 - January 2026)
- Financial Advisor and OSJ @ (February 2007 - April 2011)
- Branch Administrative Manager and Associate Vice President @ (July 2005 - October 2006)
- Sales Associate and Sales Assistant @ Deutsche Bank Alex. Brown (June 1999 - July 2005)
- Assistant Warehouse Manager @ Phoenix Suns Limited (January 1992 - January 1994)
Brent Donovan Education
- University of Maryland - Robert H. Smith School of Business
MBA
2005-2006 - Goucher College
Bachelor of Arts (Business Management)
1997-1999 - Arizona State University
n/a (Communications, Business)
1988-1992
Brent Donovan Skills
- Operations Management
- Communication
- Leadership
- General Securities Principal
- FINRA
- Series 24
- Compliance Regulations
- Compliance Management
- Federal & State Regulatory Compliance
- Regulatory Compliance
- Financial Services
- Stockbroking
- Financial Analysis
- Relationship Management
- Series 7
- Securities
- Investments
- Equities
- Series 63
- Portfolio Management
- Wealth Management
- Asset Managment
- Retirement Planning
- Uniform Combined State Law
- Mutual Funds
- Asset Allocation
- Financial Advisory
- Risk Management
- Investment Advisory
- Investment Strategies
- Retirement
- 401k
- Investment Management
- Life Insurance
- Options
- Sales
- Electronic Payment Processing
- E-payments
- Online Payment Solutions
- Alternative Investments
- Finance
- Insurance
- Asset Management
- Estate Planning
Brent Donovan Summary
- Brent Donovan, based in La Cañada Flintridge, CA, US, is currently a Director, Compliance at Hightower Advisors. Brent Donovan brings experience from previous roles at Geneos Wealth Management Inc, Stifel Nicolaus, Morgan Stanley and Deutsche Bank Alex. Brown. Brent Donovan holds a 2005 - 2006 MBA @ University of Maryland - Robert H. Smith School of Business. With a robust skill set that includes Operations Management, Communication, Leadership, General Securities Principal, FINRA and more. Brent Donovan has 3 emails and 3 mobile phone numbers on RocketReach.
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