Brandon Henry Email & Phone Number
Lead Control Management Officer @ Wells Fargo
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Brandon Henry Location
- Charlotte, NC, US
Brandon Henry Work
- 2025 -now Lead Control Management Officer @
- 2022 -2025 Risk and Control Manager @
- 2019 -2022 Vice President @
- 2015 -2018 Director, Business Risk and Controls @
- 2007 -2015 Senior Manager- Regulatory Supervision @
- 2006 -2007 Lead Auditor @ ComplianceMAX Financial
- 2002 -2005 Consultant @ Northwestern Mutual Investment Services
- 2001 -2002 Regional Compliance Manager @ WMA, Securities
- 1998 -2000 Securities Examiner @ Office of Financial and Insurance Services
Brandon Henry Education
- Michigan State University College of Law
JD (Tax & Securities)
1997-2000 - Western Michigan University
Bachelor of Science (B.S.) (Political Science and Government)
1993-1997
Brandon Henry Skills
- Series 7
- AML
- Securities
- FINRA
- Investments
- Risk Management
- Financial Risk
- Series 63
- Series 24
- Investment Advisory
- Enterprise Risk Management
- Mutual Funds
- Wealth Management
- Management
- Financial Services
- Asset Management
- Anti Money Laundering
- Business Process Improvement
- Lean Six Sigma
- Regulatory Testing
Brandon Henry Summary
- Brandon Henry, based in Charlotte, NC, US, is currently a Lead Control Management Officer at Wells Fargo. Brandon Henry brings experience from previous roles at Forge Consulting, LPL Financial and TIAA. Brandon Henry holds a 1997 - 2000 JD in Tax & Securities @ Michigan State University College of Law. With a robust skill set that includes Series 7, AML, Securities, FINRA, Investments and more. Brandon Henry has 3 emails and 2 mobile phone numbers on RocketReach.
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