2018 -2022 Senior Legal Counsel and Senior Compliance Officer @
2014 -2018 Senior Associate - Risk, Compliance and Legal @ Gurtin Municipal Bond Management
2012 -2013 Associate @
2010 -2012 Counsel @
2005 -2008 Docketing Agent @
Brandon Hamada Education
Chicago-Kent College of Law, Illinois Institute of Technology 2008-2011
University of California, Davis
Brandon Hamada Skills
SEC Compliance
Series 7
Series 24
Series 63
Legal Research
Mutual Funds
Investment Strategies
Regulatory Compliance
Trade Surveillance
Private Equity
Bloomberg
Employee Training
APX
FINRA
ETFs
private funds
Private Placements
CMGR
Trade Compliance
Marketing Compliance
Lending Funds
Compliance Testing
Best Execution
SCT
BasisCode Compliance
Trade Monitoring
Human Resources (HR)
Employment Law
Series 4
Anti Money Laundering
AML
Legal Compliance
Fixed Income
Human Resources Hr
Human Resources
Brandon Hamada Summary
Brandon Hamada, based in California, United States, is currently a Managing Partner Sprott Inc. and Associate General Counsel Sprott Asset Management USA Inc. at Sprott. Brandon Hamada brings experience from previous roles at Sprott, Gurtin Municipal Bond Management and Askounis & Darcy, PC. Brandon Hamada holds a 2008 - 2011 Chicago-Kent College of Law, Illinois Institute of Technology. With a robust skill set that includes SEC Compliance, Series 7, Series 24, Series 63, Legal Research and more. Brandon Hamada has 3 emails and 2 mobile phone numbers on RocketReach.
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